- Flatirons Bank (Boulder, CO)
- Compliance Officer , VP Job...Time Off + Paid parking REPORTING Supervision Received Directly: President & CEO / Board of Directors Indirectly: Chief ... thrive. Website www.flatirons.bank Contact ###@flatirons.bank ROLE AND RESPONSIBILITIES The position of Compliance Officer plays an important role for the Bank.… more
- Duquesne Light Company (Pittsburgh, PA)
- …to the Vice President , General Counsel and Corporate Secretary. The Chief Compliance Officer also will have a dotted line reporting relationship to the ... Summary** **:** Duquesne Light Company (Company) seeks a Chief Compliance Officer to lead the important ...President and Chief Executive Officer of DLC.… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Global Corporate & Investment Banking ("GCIB") business unit. **Roles and Responsibilities:** The Compliance Officer will assist in the management of a robust … more
- Banc of California (Santa Ana, CA)
- …and participate in management meetings; + Report/communicate LOB risks to their SVP Compliance Officer lead; + Responsible for ensuring all operating procedures ... through RCSA and report high risk exposures to their SVP Compliance Officer lead; and + Ensure appropriate risk aggregation, reporting, and identification… more
- AdventHealth (Altamonte Springs, FL)
- …Officer reports to and works in conjunction with the Senior Vice President , Chief Compliance Officer at AdventHealth to provide leadership and ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the AdventHealth … more
- University of Delaware (Newark, DE)
- Environmental Compliance Officer Job no: 501615 College / VP Area:Campus & Public Safety Work type: Staff Location: Newark Categories: Public Safety, ... Grade: 31E Context of the Job: Under limited direction, the Environmental Compliance Officer (ECO) develops and implements environmental health policies,… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout...the CCO, this position will be a broad generalist compliance role with full exposure across the business. Responsibilities:… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Global Compliance Officer ("CGCO") is responsible to the Senior Vice President , General Counsel for developing, executing, and enforcing the Global ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- Citigroup (Irving, TX)
- The Mortgage Originations ICRM Product Compliance Officer supporting the Mortgage Processing functional will be responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Charlotte, NC)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... and financial requirements; Advanced degree preferred **Additional Job Description:** The Compliance Product Officer for Enterprise Workforce Management will: +… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...design and effectiveness of key controls designed to address compliance risks; reporting and escalating control issues and any… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... projects and regulatory exams directed by other organizations within the compliance or legal departments. + Other responsibilities include: overseeing the monitoring… more
- Community Health Systems (Wilkes Barre, PA)
- … compliance program responsibilities are met and assists the Senior Vice President , Corporate Compliance and Privacy Officer (CCO) with the overall ... **Job Summary** A Facility Compliance Officer (FCO) is responsible for facility level implementation, oversight, and ongoing operation of compliance … more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Tampa, FL)
- **Anti-Bribery and Corruption Vice President ** Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... for the internal and external risk events and regulatory changes to ensure compliance with relevant regulatory and legal requirements and to ensure bribery and… more
- Citigroup (Irving, TX)
- …degree preferred The ICRM Compliance Independent Assessment Operations & Oversight Senior Vice President serves in support of the Compliance Independent ... Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies,… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Volunteers of America Upstate New York (Rochester, NY)
- …05/12/2025 End Date 06/13/2025 Description Position Title: Compliance and Quality Assurance Officer Reports to:Senior Vice President of Agency Advancement ... for staff credentials and clearances. 14. Serve as Corporate Compliance Officer . Prepare annual report to CEO...for monitoring and assisting the SVP of Operations and VP of Human Resources on incident reporting and root… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. + Analyzing complex… more