- HonorHealth (AZ)
- …procedures, etc. + Assist VP , Chief Audit & Compliance Officer, Compliance Officer or Compliance Program Manager in investigations pursuant to ... investigations only under the direction of the VP of Compliance , Compliance Officer or Program Manager, with no independent authority.Job… more
- Synchrony (New York, NY)
- …in the essential responsibilities outlined below. This leader is organized within the Compliance Program & Initiatives (CPI) team under the direction of its ... internal audits and other supervisory activities; prepare responses pertinent to the Compliance Program and create/update or collaborate with others to obtain… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 10/24/2025 **Requisition Number** PRN43407B **Job Title** Compliance Management **Working Title** Compliance Program Manager **Career ... Full Time **Shift** Day **Work Schedule Summary** M-F Hybrid ** VP Area** President **Department** 01491 - Assoc.... compliance and providing outreach to campus. The Compliance Program Manager will develop and launch… more
- TD Bank (New York, NY)
- …the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...on the development, implementation and coordination of the Monitoring program , as well as aspects of compliance … more
- MUFG (Tempe, AZ)
- …RIM etc. and other activities assigned by compliance leaders and part of the compliance program management. + Serve as a back up for other processes within ... program , process and procedures holistically. + Oversee regulatory compliance GRC projects for process or system enhancements following enterprise project… more
- JPMorgan Chase (Newark, DE)
- …best-in-class. As a Global Financial Crime Compliance Sanctions Compliance Program and Strategic Initiative Vice President within the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the implementation and execution of JPMorgan Chase's Firmwide Sanctions program while exercising sound judgment and maintaining the highest… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... investment banking space, preferably in an advisory capacity. The Vice President will assist in the management... will assist in the management of the firms compliance program supporting all corporate investment banking… more
- Zurich NA (Schaumburg, IL)
- Vice President Compliance Advisory...working with code of conduct and ethical issues + Compliance program development and maintenance experience + ... 127527 Zurich North America is currently hiring for a Vice President , Compliance Advisor to support multiple Business Units and/or Service Units and this… more
- MUFG (Irving, TX)
- …testing reviews on the Sales & Trading business units with focus on the Markets Compliance program . The Compliance Officer will work closely with ACT ... reviews for senior management detailing assessment of the effectiveness of the Compliance program for in-scope Markets rules. + Conduct analysis related to laws,… more
- MUFG (Irving, TX)
- …conflicts of interest. The position shall be responsible to ensure that an effective compliance program is developed and maintained to address compliance ... and other risk functions, to ensure implementation of an effective compliance program . + Provide consulting and advisory services to stakeholders to comply… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- BlackRock (San Francisco, CA)
- …compliance team which contributes to the maintenance and enhancement of the BTC compliance program . This role may also manage engagements with the BTC's ... **About this role** BlackRock's Compliance Department protects BlackRock's reputation and provides advice...our clients' interests and assist the business in translating Compliance into their daily work and decision making; +… more
- JPMorgan Chase (Tampa, FL)
- …the Asset & Wealth Management CCOR, you will support the marketing compliance program by providing diligent oversight, coverage, advice/expertise and assessment ... Bring your expertise to JPMorgan Chase & Co's Compliance , Conduct and Operational Risk (CCOR), where you...of compliance and regulatory risks with respect to marketing activities,… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …more about Life at Olympus (https://www.olympusamerica.com/careers) . **Job Description** The Global Vice President QARA Compliance provides assurance and ... and all other applicable global regulatory requirements. The Global Vice President QARA Compliance is... Compliance is responsible for executing a global compliance audit program of the quality management… more
- JPMorgan Chase (Wilmington, DE)
- …bias testing-related research projects to support and enhance the bank's fair lending compliance program . In this position, you will apply your quantitative ... etc. + Perform research & development to keep the fair lending compliance program aligned with industry and regulatory standards. + Create model documentation;… more
- BlackRock (New York, NY)
- …**Responsibilities would include, but not be limited to:** + Assist in development of compliance program for 1940 Act funds, including providing support for new ... to serve as a member of BlackRock's 1940 Act Registered Fund Compliance team, focusing on multiple product lines including mutual funds, closed-end funds… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance ... the training needs analysis process for the America's Division (AD) Compliance Training Program . This role provides exposure to diverse business lines and… more
- Post Holdings Inc. (St. Louis, MO)
- …companies and brands-together, we make a difference. **Responsibilities** The Vice President of Global Ethics and Compliance plays a critical role in ... setting the strategy and overseeing the Company's Global Ethics and Compliance program (" Compliance Program "). This position requires a combination of… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President to join the Compliance Governance team of SMBC ... Americas Division. This role contributes to the overall success of the Compliance Department by assisting with key processes to support effective operation of the… more
- PVH Corp. (Bridgewater, NJ)
- …lead a cross-functional team to design, implement, and scale a comprehensive compliance program that protects information system assets, ensures adherence to ... & compliance leader who will lead PVH's compliance globally. The VP , Compliance ...cybersecurity professionals to design, implement, and evolve a comprehensive compliance program that meets global regulatory requirements.… more