- BlackRock (Atlanta, GA)
- **About this role** ** Vice President , 1940 Act Compliance** **The team** The Funds compliance team oversees the compliance program for BlackRock's US ... regulatory requirements and applicable BlackRock policies and procedures relating to 1940 Act products. The individual will provide compliance support to key… more
- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance, Conduct and Operational Risk (CCOR) Team, you ... mutual funds, private funds (including 3c-7 funds) + Experience with the Investment Company Act of 1940 , the Investment Advisers Act of 1940 and other… more
- JPMorgan Chase (Chicago, IL)
- …on interesting and complex legal matters. As a Securities Services ERISA Attorney - Vice President , Assistant General Counsel on our Security Services team, you ... intensive businesses + Familiarity with US securities laws, ERISA, Investment Company Act of 1940 , Investment Advisers Act of 1940 and/or US… more
- BlackRock (Atlanta, GA)
- …with other US federal securities laws, such as CFTC regulations, the Investment Company Act of 1940 , and related regulatory areas such as FINRA and ERISA ... is strongly advantageous but not required. + The candidate should have exceptional analytical, written and verbal communication, strong interpersonal and relationship-building skills, effective contract negotiation skills and drafting experience, and must be… more
- Red Lobster (Greenville, SC)
- …certain state or local laws. Please inform the General Manager, Director of Operations, Vice President of Operations or Employee Relations if you need to discuss ... members with unplanned expenses in times of great need. You give back to the community . Our RL Shares program donates millions of pounds of food to Food Banks and… more