- Unknown (New York, NY)
- Vice President , AML / OFAC Compliance Advisory About the Company Prominent investment bank Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC… more
- Unknown (Malvern, PA)
- Vice President , Deputy BSA Officer About...The ideal candidate will have a strong background in BSA/ AML and OFAC regulations, advanced computer and ... successful candidate will be responsible for assisting the Chief AML Officer/BSA Officer in ensuring BSA and AML... AML Officer/BSA Officer in ensuring BSA and AML regulatory compliance. This includes supervising and reviewing the… more
- Unknown (York, NY)
- Vice President , Internal Audit Regulatory Compliance About the Company Reputable financial services company with a global presence Industry Financial Services ... role, with a preference for those who have worked outside of BSA/ AML or OFAC compliance. While not mandatory, experience with broker-dealer and investment bank… more
- Unknown (Irving, TX)
- Global Financial Crimes - Transaction Monitoring Tuning & Optimization, Vice President About the Company Expanding financial group Industry Financial Services ... banking About the Role The Company is seeking a Vice President for Global Financial Crimes -...3 years' experience in designing, analyzing, testing, or validating BSA/ AML models, and/or OFAC sanctions screening models,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President , AML and Fraud Risk Technology, is a senior leader ... + Deep understanding of regulatory technology requirements, including compliance with BSA/ AML , FinCEN, OFAC , and other global frameworks. **Leadership &… more
- MUFG (Irving, TX)
- …more details. **Job Summary:** MUFG Bank is seeking an experienced and highly analytical ** Vice President - Global Financial Crimes** to lead the oversight and ... enhancement of the Bank's AML /BSA and OFAC sanctions screening models. This role is critical in ensuring our financial crime detection systems are optimized,… more
- MUFG (Irving, TX)
- …data analytics. + 3 plus years' experience designing, analyzing, testing and/or validating BSA/ AML models, and/or OFAC sanctions screening models. + 5 plus ... and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC , and familiarity with USA PATRIOT Act, BSA/ AML and OFAC screening regulations. + Familiarity with… more
- MUFG (Irving, TX)
- …SAM + 3+ years of experience designing, analyzing, testing and/or validating BSA/ AML models, and/or OFAC sanctions screening models. + Familiarity implementing, ... and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC , and familiarity with USA PATRIOT Act, BSA/ AML and OFAC screening regulations. + Prior experience… more
- MUFG (Irving, TX)
- …reasoning. + 3-5 years' experience designing, analyzing, testing and/or validating BSA/ AML models, and/or OFAC sanctions screening models. + Familiarity ... and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC , and familiarity with USA PATRIOT Act, BSA/ AML and OFAC screening regulations. + Prior experience… more
- BlackRock (San Francisco, CA)
- …a larger team in multiple locations. The individual will provide Anti-Money Laundering (" AML ") compliance support for two regulated legal entities and also lead the ... examinations and internal audits. + Manage the day-to-day responsibilities for the AML compliance program and framework for two regulated legal entities, including… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function ... agencies. + Minimum of 5 or more years of financial crimes (BSA/ AML / OFAC ) compliance audit experience + CAMS certification preferred + Experience working with… more
- MUFG (New York, NY)
- …diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA/ AML , OFAC & Sanctions + Exhibit culture of strong risk principles + ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- MUFG (Tempe, AZ)
- …laws and regulations across anti-bribery and corruption (ABC); anti-money laundering ( AML ); benchmark rates; financial crimes (eg, violations of sanctions and Office ... of Foreign Assets Control, or OFAC , regulations); fraud; Core-Compliance (privacy, etc.); government and industry regulatory and policy-making agencies (eg,… more
- MUFG (Tampa, FL)
- …Check, and Fraud. + Knowledge of critical domestic and international banking regulations (BSA/ AML , Dodd Frank, USA Patriot Act and OFAC , Nacha Operating Rules, ... RegCC Funds Availability, UCC, COSO ERM Framework, etc) and experience with enforcement agencies oversight activities (regulatory examinations, matters requiring attention (MRAs), consent orders, etc.) within a global systemically important financial… more
- Mastercard (Harrison, NY)
- …the MTS control framework. Key Responsibilities: 1. Report and work closely with the Vice President , BSA/ AML Officer for North Americas to determine the ... services including, but not limited to, due diligence, real-time sanctions screening/ AML /fraud management, etc. * Regulatory reporting to the relevant regulators on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …suite of automated, scalable, insight-driven dashboards and workflows. Reporting to the Vice President of Financial Crimes Analytics, this individual will manage ... risks, including money laundering, sanctions evasion, and regulatory expectations (eg, BSA/ AML , OFAC , FATF). + Business Intelligence platforms and architecture,… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. Trade Services Operations Compliance Assistant Vice President position is located in Tampa, Florida or Tempe, ... and services along with related regulatory programs such as BSA/ AML Red Flags, Sanctions/ OFAC , Anti-boycott, JMOF, and other compliance rules as they apply… more
- SMBC (Jersey City, NJ)
- …Associates in the Investigations teams help lead the team on the behalf of the Vice President ("VP") and report into the VP. Associates have responsibility for ... requirements Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/ AML / OFAC ), SMBC policies and procedures. The Associate follows… more
