- Unknown (Jersey City, NJ)
- Vice President , Compliance Training About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary of a Public ... B2B B2C Enterprise About the Role The Company is in search of a Compliance Training Vice President to join their dynamic team. The successful candidate will… more
- Unknown (Tempe, AZ)
- Vice President , Compliance Practices & Program About the Company Expanding financial group Industry Financial Services Type Public Company Founded 2001 ... banking and retail banking About the Role The Company is seeking a Vice President for Compliance Practices and Program. The successful candidate will be… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 About the Role The Company is in search of a Senior Vice President , Compliance to take on the role of Anti-Money Laundering (AML) Officer.… more
- Unknown (Jersey City, NJ)
- Senior Vice President , Compliance Officer About the Company Internationally recognized investment services firm Industry Financial Services Type Public ... About the Role The Company is seeking a Senior Compliance Officer to join its Wealth Services team. The...wealth management industry. This role is pivotal in ensuring compliance from the inception of new product development, strategic… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Reputable financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to join its US compliance team. This pivotal role is dedicated to supporting the firm's… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Prominent financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within...to take on a pivotal role within its US compliance team. The successful candidate will be responsible for… more
- Unknown (Greenwich, CT)
- Vice President , Compliance Marketing Review About the Company Top-tier investment management firm Industry Financial Services Type Privately Held, Private ... Equity-backed About the Role The Company is in search of a Vice President for Compliance Marketing Review. The successful candidate will be a key player in… more
- Unknown (Tampa, FL)
- Vice President , Compliance & Operations Risk Testing About the Company Diverse financial services firm & investment bank Industry Financial Services Type ... the Role The Company is seeking a Trade Surveillance Vice President to join their Specialized Testing... to join their Specialized Testing Team within the Compliance , Conduct, and Operational Risk (CCOR) organization. The successful… more
- Unknown (Tampa, FL)
- Vice President , Compliance & Operational Risk Testing About the Company Diverse financial services firm & investment bank Industry Financial Services Type ... the Role The Company is seeking a Trade Surveillance Vice President to join their Specialized Testing... to join their Specialized Testing Team within the Compliance , Conduct, and Operational Risk (CCOR) organization. The successful… more
- Unknown (New York, NY)
- Vice President , Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... Held About the Role The Company is in search of a Vice President , Compliance Officer to join its global Compliance team. The successful candidate will be… more
- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing About the Company Renowned investment bank Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team....successful candidate will be responsible for planning and executing compliance testing reviews across various banking business units and… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications About the Company Nationally acclaimed ... aux marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management, with a focus on… more
- Unknown (Newport Beach, CA)
- Vice President , Compliance Officer About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type ... Role The Company is seeking a Vice President to join its Anti-Financial Crime Compliance ...of new AML rules, particularly in relation to sanctions compliance . Applicants for the Vice President… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Prominent financial services company specializing in investment management, research & trading Industry ... Services Type Public Company About the Role The Company is seeking a Senior Vice President for Compliance to lead and manage the compliance efforts… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance, Portfolio Management & Surveillance Initiatives About the Company Nationally acclaimed banking ... marches de capitaux About the Role The Company is seeking a VP Compliance Manager for Trade Surveillance within its Global Compliance Surveillance Department.… more
- Unknown (Irving, TX)
- Vice President , Compliance Officer, Global Data Insights & Analytics About the Company Expanding financial group Industry Financial Services Type Public ... banking About the Role The Company is seeking a Compliance Officer for Global Data Insights and Analytics at...Officer for Global Data Insights and Analytics at the Vice President level. The successful candidate will… more
- Unknown (Columbus, OH)
- Vice President , Compliance & Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the ... Role The Vice President , Compliance and Operations will be responsible for collaborating with regulatory bodies, providing guidance to the asset management… more
- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing Officer About the Company Prominent investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team....successful candidate will be responsible for planning and executing compliance testing reviews across various banking business units and… more
- Unknown (Irving, TX)
- Vice President , Compliance Manager About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Vice ... 7 years' experience within the banking space required At least 4 years' compliance experience required In-depth knowledge of bank compliance regulations required more
- Unknown (New York, NY)
- Vice President , Compliance Risk Assessment & Data Analytics About the Company Respected investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP for Compliance Risk Assessment and Data Analytics. The successful candidate will be responsible for supporting the US risk… more
