- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing About the Company Renowned investment bank Industry Investment Banking Type Privately Held About the ... Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for planning and… more
- Unknown (New York, NY)
- Vice President , Compliance Monitoring and Testing Officer About the Company Prominent investment bank Industry Investment Banking Type Privately Held ... About the Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- Assistant Vice President of Compliance About the Company Premier investment bank Industry Investment Banking Type Privately Held About the Role The Company ... is seeking an Assistant Vice President of Compliance to...interaction with federal and state regulators, supporting the global compliance monitoring program, and performing testing and… more
- Unknown (Jersey City, NJ)
- Senior Vice President , Compliance Officer About the Company Internationally recognized investment services firm Industry Financial Services Type Public ... compliance program, conducting risk assessments, and collaborating on internal monitoring reviews to identify and mitigate compliance vulnerabilities.… more
- Unknown (New York, NY)
- Vice President , Compliance About the Company Reputable financial institution with a global reach Industry Financial Services Type Privately Held About the ... Role The Company is in search of a Senior Compliance Officer to join its US compliance ...filings, managing the Code of Ethics program, reviewing and monitoring expert network requests, and ensuring that the firm's… more
- Unknown (New York, NY)
- Vice President , Compliance About...US and global regulatory requirements. The role also involves monitoring and mitigating MNPI risk, as well as staying ... Role The Company is in search of a Senior Compliance Officer to take on a pivotal role within...to take on a pivotal role within its US compliance team. The successful candidate will be responsible for… more
- Unknown (Greenwich, CT)
- Vice President , Compliance Marketing Review About the Company Top-tier investment management firm Industry Financial Services Type Privately Held, Private ... the Role The Company is in search of a Vice President for Compliance Marketing...regulatory rules. Experience in maintaining industry and regulatory knowledge, monitoring rulemaking initiatives, and providing training on compliance… more
- Unknown (Manhattan, NY)
- Vice President , Trade Surveillance About the Company Prestigious investment banking institution Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a Trade Surveillance Vice President to join its team. The...risks. This role involves conducting in-depth reporting and analysis, monitoring service quality, and driving continuous process improvements. The… more
- Unknown (Irving, TX)
- Global Financial Crimes - Transaction Monitoring Tuning & Optimization, Vice President About the Company Expanding financial group Industry Financial ... Role The Company is seeking a Vice President for Global Financial Crimes - Transaction Monitoring...role demands a deep understanding of financial crime and compliance systems, as well as a proven track record… more
- Unknown (Fitchburg, MA)
- Vice President of Compliance About the Company Mission-driven organization providing advocacy, education & employment services to individuals with ... autism About the Role The Company is seeking a Vice President of Compliance to...audits, data analysis, and performance reporting, as well as monitoring risks, policy changes, and best practices to maintain… more
- Unknown (Los Angeles, CA)
- Vice President , Foundation Controller About the Company Leading international alternative asset organization offering comprehensive investment solutions Industry ... B2B About the Role The Company is seeking a Vice President , Foundation Controller to join its...general ledger, accounting, billing, and accounts payable, and ensuring compliance with GAAP standards and regulatory requirements. The Foundation… more
- Unknown (Brooksville, FL)
- Vice President of Finance About the Company Mission-driven organization providing early learning & school readiness programs Industry Individual & Family ... care About the Role The Company is seeking a Vice President of Finance to join their...focus on supporting the executive team's financial strategy, ensuring compliance with all state and federal financial and accounting… more
- Unknown (San Diego, CA)
- Vice President of Procurement About the Company Recognized banking & financial services firm Industry Banking Type Privately Held Founded 2000 Employees ... loan About the Role The Company is seeking a Vice President of Procurement to play a...This includes the development of sourcing and category strategies, monitoring economic drivers, and engaging in proactive cost management.… more
- Unknown (New York, NY)
- Assistant Vice President of Control Room About the Company Prestigious investment bank Industry Investment Banking Type Privately Held, VC-backed About the Role ... The Company is seeking an Assistant Vice President for its Control Room. The...clearance of research for publication. This role also involves monitoring changes in securities regulations and implementing or updating… more
- Unknown (Austin, TX)
- Executive Vice President , Actuarial About the Company Premier insurance program market services firm Industry Insurance Type Privately Held, Private ... Role The Company is in search of an Executive Vice President for Actuarial, a pivotal role...with a strong emphasis on actuarial integrity and regulatory compliance . This executive leadership position requires a strategic, business-oriented… more
- Unknown (New York, NY)
- Vice President of DevOps About the Company Successful media company providing global financial news & analytics Industry Online Media Type Subsidiary of a Public ... Markets Media & Internet Specialties business news risk & compliance market intelligence private markets digital media wealth management...Role The Company is in search of a strategic Vice President of DevOps to take the… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Prominent financial services company specializing in investment management, research & trading Industry ... About the Role The Company is seeking a Senior Vice President for Compliance to...tasked with developing and implementing policies to effectively mitigate compliance risks, monitoring regulatory changes, and providing… more
- Unknown (New York, NY)
- Vice President , Regulatory Counsel About the Company Accomplished insurance brokerage & managing general agent Industry Insurance Type Privately Held About the ... be responsible for providing expert legal advice on a range of regulatory compliance matters, monitoring and interpreting relevant federal, state, and local… more
- Unknown (Washington, DC)
- Vice President of Corporate Compliance About the Company Forward-thinking technology & communications company Industry Information Technology and Services ... Held About the Role The Company is seeking a Vice President of Corporate Compliance ...policies, and procedures, as well as the implementation of monitoring systems to detect and prevent violations. The VP… more
- Unknown (Livermore, CA)
- …ensuring its effectiveness in line with the company's strategic plan, and maintaining regulatory compliance . The Vice President will also be responsible for ... Vice President of Enterprise Risk Management...preference for those with a background in assessing and monitoring interest rate and credit risk. The role requires… more
