- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are seeking a Vice President , Fixed Income Compliance Advisory to join TD ... Securities in NYC. The ideal candidate must have compliance advisory experience, supporting fixed income business lines and will focus on providing real-time… more
- MUFG (Tempe, AZ)
- …sanctions-related risk assessments). **Responsibilities:** Responsibilities of the Global Sanctions Advisory Vice President may vary based on need ... program, including strategic execution of day-to-day activities relating to sanctions advisory and regulatory change management matters across MUFG Bank globally.… more
- MUFG (Tempe, AZ)
- …matter experts. + Thorough understanding of an effective financial crimes risk management framework. + Financial crime compliance control design, control evaluation, ... regulators and enforcement staff. **Education / Qualifications:** + Financial crimes risk management or control design and evaluation related certifications. The… more
- Morgan Stanley (Tampa, FL)
- …annuities, insurance, retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of Wealth Management ... other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** *Assistant Vice President : Anti-money Laundering Risk - Enhanced… more
- JPMorgan Chase (Columbus, OH)
- …retirement services for corporations and individuals. **Job summary** As a Policy Governance Vice President in the Asset and Wealth Management team, you'll work ... policies, standards, guidelines, and procedures, including regulatory compliance measures and risk advisory . **Job Responsibilities** + Work with Asset… more
- JPMorgan Chase (Columbus, OH)
- …prioritize key initiatives and drive results to meet strict deadlines. **Job summary** As a Risk Policy Vice President in the Wealth Management Policy team, ... policies, standards, guidelines, and procedures, including regulatory compliance measures and risk advisory within the Risk Management Program. The candidate… more
- BlackRock (New York, NY)
- …proactively offering new and comprehensive solutions using Aladdin analytics and data. The Vice President within the AQS team will contribute to solving complex ... firms and a premier provider of global investment management, risk management and advisory services to institutional,...**TEAM** AQS is actively seeking a New York based Vice President to work in the diverse… more
- JPMorgan Chase (Columbus, OH)
- …Wealth Management (WM) Credit Risk team is seeking a Lead Credit Officer - Vice President to manage credit exposure for WM clients, with a primary focus on ... credit risk management for International Private Bank clients covered by...and estate planning, credit, capital raising and specialty wealth advisory services while leveraging the commercial and investment banking… more
- BlackRock (New York, NY)
- …visits and meetings. **Role** We are seeking an experienced fixed income quantitative modeler ( Vice President ) to join portfolio risk team within Aladdin ... asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and… more
- Morgan Stanley (New York, NY)
- …opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** *Assistant Vice President US Banks ... businesses and institutions covering: financial advisor-led brokerage and investment advisory services; self-directed brokerage services; financial and wealth planning… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") ... will report to the Director who serves as Compliance Risk Assessment team leader and will assist in managing...a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets… more
- BlackRock (Atlanta, GA)
- …BlackRock's control environment across T&O, primarily in the Business Operations space. **As a Risk and Controls Vice President , you will:** + Coordinate ... of BlackRock's first line of defense to help mitigate risk and potential issues. Our team is responsible to...audit results are accurate and balanced. + Independently provide advisory services and guidance to control owners based on… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President on the Hedge Fund Credit Team, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Syndicated & Leveraged Finance, Debt Capital Markets, and Ratings Advisory + Demonstrate ability to mentor/guide junior resources and… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President within the North America division, you will cover ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- University of Washington (Seattle, WA)
- …group. UW Facilities has an excellent opportunity for the position of **Assistant Vice President of Real Estate Development & Chief Real Estate Officer.** ... This senior level position reports directly to the Vice President of Facilities. Position Purpose The...and asset management to ensure consistent cash flows and risk -adjusted returns over the long term. Advisory … more
- Morgan Stanley (New York, NY)
- …President , and will be based in New York. The Business Control Unit Assistant Vice President will: * Risk Oversight Responsibilities:* * Support the BCU to ... advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits...of WM clients. The US Banks seeks an Assistant Vice President to join the First Line… more
- Morgan Stanley (New York, NY)
- …, and will be based in New York. *The Business Control Unit Assistant Vice President will: * * Risk Oversight Responsibilities:* *Represent the BCU ... advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits...needs of WM clients. The US Banks seeks a Vice President to join the First Line… more
- Mizuho Corporate Bank (New York, NY)
- Americas Risk Department The Americas Risk Department, as a 2nd line of defense organization, provides common risk management oversight and services to all ... and legal entities across Mizuho US Operations (MUSO). Effectively and efficiently managing risk on a consistent and holistic basis across all our businesses is… more
- MUFG (Tampa, FL)
- …not limited to: + Support deep dive reviews with the FLoD on significant risk events and operational losses + Identify with the FLoD applicable external losses and ... + Partner with FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative trends or escalation items + ORM SME… more
- MUFG (New York, NY)
- …listed below. Evaluate data and identify trends through an on-going and risk -based monitoring of credit actions. Conduct portions of individual credit assessments ... team members. Document results of monitoring and provide periodic risk assessments of assigned credit actions or portfolio reviews....develop and review samples for assessment. Act in an advisory role to Front, Second, and Third Line colleagues… more