- BankPlus (Jackson, MS)
- …eligible to post for a position. General Position Scope: The Wealth & Fiduciary Compliance Manager is responsible for writing new policies and ... procedures, as necessary. This position is also responsible for ensuring compliance with all established policies and procedures within Trust and RIA. Incumbent will… more
- Plante Moran (Wakefield, MA)
- …with the emphasis on high net worth individuals. Sophisticated knowledge of fiduciary and estate tax planning and compliance . Demonstrated leadership skills ... of the client and advisory team to optimize the wealth management goals of the client/family; including planning, scheduling,...or Bar License required 10+ years of recent tax compliance experience is required; experience in public accounting is… more
- Plante Moran (Wakefield, MA)
- …required with the emphasis on high net worth individuals. Sophisticated knowledge of fiduciary and estate tax planning and compliance . Client travel throughout ... the tax planning process with the client and advisory team to optimize the wealth management goals of the client/family. Manage and review tax returns of individual… more
- KeyBank (New York, NY)
- …Wealth standard in ensuring consistent, sophisticated advisory delivery, while managing fiduciary risk. For Family Wealth legacy relationships, the ... client wealth plan and actively participates in the execution. ** Fiduciary Expertise and Trust Administration** + Demonstrates experience working directly and… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... and programs, and contribute to initiatives that enhance the overall Wealth & Fiduciary Compliance Program. **Key Responsibilities** + Conduct risk… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance ... objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change...and/or controls via action plans or projects Supports the Wealth Compliance team and the US … more
- Wells Fargo (Purchase, NY)
- …Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Special Needs Trust Manager - Fiduciary Manager Working at Wells Fargo | Jobs and ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- Citizens (Johnston, RI)
- …opening for a First Line Risk Senior Manager supporting our Private Wealth Management - Trust Fiduciary businesses with direct responsibility for the front-, ... Line Risk Senior Manager will integrate activities between Risk, Compliance , and Trust Fiduciary Management Supervision. Experience in developing Private… more
- UMB Bank (Kansas City, MO)
- …other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing Manager in carrying out the testing function of UMB Financial ... Management System, with an emphasis on the bank's fiduciary activities relating to both wealth management...compliance with policies, regulations and laws that govern fiduciary activities of UMB Financial Corporation. You will have… more
- KeyBank (Hartford, CT)
- …of state specific estate and tax planning issues + Maintains deep expertise in fiduciary , investment, tax, and other related wealth issues by keeping current as ... complex accounts with a proactive, disciplined, consistent and comprehensive approach ** Compliance ** + Fulfills Key's fiduciary responsibilities with utmost… more
- BMO Financial Group (Los Angeles, CA)
- **We are hiring for our Fiduciary Administration Legal Team in California. Our team reviews new fiduciary business opportunities, advises on legal issues arising ... from day-to-day fiduciary operations, and provides guidance on policies and procedures....and developments for and on behalf of BMO's US Wealth Management operating group. Provides legal advice based on… more
- Comerica (New York, NY)
- …service-driven model. The Trust Advisor I is responsible for serving as a relationship manager for a book of business by providing by insight as to specific trust ... responds to incoming correspondence and any other client requests to ensure compliance with the governing document, applicable law and policies and procedures. Works… more
- KeyBank (Amherst, NY)
- …other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well ... professional and/or industry sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or compliance (eg - CFIRS (Certified … more
- JPMorgan Chase (Dallas, TX)
- The **Global Trusts & Estates Practice** is an integral part of Wealth Management's product offerings, delivering enduring fiduciary expertise and comprehensive ... we have been serving the world's wealthiest families as wealth advisor, trustee and investor. We have over 500... advisor, trustee and investor. We have over 500 fiduciary professionals, located in 19 states and 4 countries,… more
- TD Bank (Mount Laurel, NJ)
- …areas, broader organization, and enterprise as appropriate. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance ... changes to policies, procedures, systems, and/or controls via action plans or projects. Supports the Wealth Compliance team and the US Wealth business in the… more
- Regions Bank (Knoxville, TN)
- … Compliance Reviews for clients in conjunction with the assigned Trust or Wealth Advisor + Supplies Portfolio Manager with documentation of non-standard asset ... section of the system. **Job Description:** At Regions, the Private Wealth Management Trust Support Administrator will oversee the administration of Individually… more
- Deloitte (San Jose, CA)
- …Recruiting for this role ends on June 1, 2026 What You'll Do As a Tax Manager in our Private Wealth Tax practice, you will perform high-level reviews of tax ... multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their...research of individual, fiduciary , partnership, closely-held corporations, estate, and gift work papers… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Zions Bancorporation (Las Vegas, NV)
- …You bring the talent; we bring the opportunity. We are currently seeking a ** Wealth Management Portfolio Manager ** to join our team. This position is located ... up to the Director of Investment Management. The Portfolio Manager (PM) role is 30-40% client facing and works...decisions and strategies. + Conduct account reviews and maintains fiduciary and compliance training and education. +… more
- M&T Bank (Costa Mesa, CA)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
