- Regions Bank (Hoover, AL)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Wealth Management Centralized Trading Analyst I performs ... advisors and effecting trades within client portfolios. Additionally, the Centralized Trading Analyst works with partners to...and four (4) years of trading , asset management , wealth management , trust operations,… more
- KeyBank (Cleveland, OH)
- …goals. This position collaborates and performs as part of the relationship management team to ensure that organizational goals are met by providing effective ... goals, and important market events. + Actively engages with the relationship management team in relationship reviews and offers ideas and strategies to actualize… more
- S&P Global (New York, NY)
- …legal, risk, compliance, commercial, product, and business colleagues, including senior management , to address ESG and Environmental Registry related matters. **The ... negotiation and drafting skills, regulatory compliance expertise, and project management skills. You will gain technology and operational knowledge, governance… more
- Truist (Richmond, VA)
- …Serve as a dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact for Central Supervision ... supervisory principal reporting within the Governance and Controls Office (GCO) Centralized Supervision Group, serving as a subject matter expert responsible for… more
- Broadridge Financial Solutions (Newark, NJ)
- … and decentralized exchanges, wallet providers, custodians, and traditional financial institutions ( wealth and asset management ). + Develop and execute winning ... with a results-oriented approach to problem-solving. + Experience in a fast-paced trading environment. + Familiarity with digital asset trading platforms and… more
- Vanguard (Malvern, PA)
- …control groups. + Serve as a trusted advisor to Vanguard's retail advice, wealth management , and brokerage businesses. Work collaboratively with the businesses, ... including centralized supervision, to develop policies, procedures and controls designed...regulations that are applicable to Vanguard's brokerage, advice and wealth management businesses; monitor developments, proposed rule… more
- Vanguard (Malvern, PA)
- …control groups. + Serve as a trusted advisor to Vanguard's retail advice, wealth management , and brokerage businesses. Work collaboratively with the businesses, ... including centralized supervision, to develop policies, procedures and controls designed...regulations that are applicable to Vanguard's brokerage, advice and wealth management businesses; monitor developments, proposed rule… more
- Bank of America (New York, NY)
- …of the Firm. The Chief Investment Office provides thought leadership on wealth management , investment strategy and global markets and delivering strategic ... developing and maintaining robust frameworks, services and tools to deliver goals-based wealth management (eg, asset allocation and portfolio construction; all… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... and assist with execution of US regulatory governance forums + Overseeing centralized issue management systems and repository where documents are stored… more