- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Bank of America (Atlanta, GA)
- …Manager** (PWCRM) is a direct report to the Private Wealth Division Client Relationship Executive (DCRE) with dual reporting to the Merrill Private ... Private Wealth Client Relationship Manager Atlanta, Georgia...Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- CIBC (Atlanta, GA)
- …Northside Pkwy, 7th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Client Reporting , Client Service, Cross-Functional Teamwork, Family Office, ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Client Service Manager, you will support Private Wealth … more
- PNC (Austin, TX)
- …and have an opportunity to contribute to the company's success. As a Premier Client Banker Sales Manager within PNC's Wealth Management organization, you will be ... identifies and mitigates different types of risk, such as regulatory , reputational, operational and credit risks. + Manages effective...full range of PNC's products and services to the client . Leverages reporting and sales tools to… more
- M&T Bank (Wilmington, DE)
- …OR WILLING TO RELOCATE** **Overview:** + Leads and executes audits across theInstitutional Client Services, Wealth , & HR domains. Responsible for overseeing and ... **THIS ROLE IS HYBRID (3 DAYS/WEEK) REPORTING OUT OF: BUFFALO NY, BRIDGEPORT CT, or...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Truist (Greensboro, NC)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
- JPMorgan Chase (Jersey City, NJ)
- …fostering innovation and strategic execution. + Stay ahead of industry trends, regulatory updates, and AI-driven advancements impacting wealth management advisor ... functions. Preferred qualifications, capabilities, and skills: + Knowledge of regulatory requirements affecting wealth management advisor compensation. +… more
- M&T Bank (Wilmington, DE)
- …and aligns with the firm's wealth management goals, including client relationship management, portfolio management, and regulatory compliance. + Identify ... with specific Investment Management platforms for trading, portfolio management and client reporting ; and Banking products (deposits, customized lending and… more
- Citigroup (Los Angeles, CA)
- …in the affluent and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi ... an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client...and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client … more
- KeyBank (Brooklyn, OH)
- …and administration; system modernization, workflow design and changes; operations and regulatory reporting requirements (required) + Quantitative mindset - ... management, and customer/advisor connectivity are properly implemented and maintained, and reporting , critical business processes, and regulatory issues are… more
- Citigroup (Paramus, NJ)
- …in the affluent and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi ... and investment advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access...Acquire new clients through converting referral leads + Manage client follow-up and adhere to all Regulatory … more
- Citigroup (Chicago, IL)
- The Wealth Regional Director is a senior leader within...$50MM+ in revenue and a strong high net worth client base. + Individual will be responsible for setting ... the US Wealth Management Business managing multiple teams of ...our offering across all our businesses to address a client 's individual and business needs. + Accelerate investment business… more
- First National Bank of Omaha (Omaha, NE)
- …and maintenance of platforms supporting investment management, trading, portfolio management, and client reporting + Direct the evaluation and implementation of ... architecture, and cloud infrastructure in financial services + Familiarity with regulatory technology requirements in wealth management **Leadership & Business… more
- Fifth Third Bank, NA (Evansville, IN)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Serves as the primary Wealth Planning expert and resource for high net worth prospects and client ... through the development, delivery and implementation of a customized wealth plan, which includes proactive, high impact, multi-generational planning solutions… more
- Citigroup (New York, NY)
- …Head of Wealth Technology Platform is a senior technology leadership role reporting directly to the Head of Wealth Technology. This critical position will ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Brokers International (Urbandale, IA)
- Job Title: Wealth Project Manager Business Unit: Brokers International Financial Services Location: Urbandale, IA About Brokers International As The Original Agency ... on a new journey of accelerated growth and success. Job Summary As the Wealth Project Manager, this individual will play a pivotal role in spearheading the… more
- Regions Bank (Houston, TX)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... into the careers section of the system. **Job Description:** At Regions, the Wealth Management Relationship Team Administrator (RTA) - Safe Act will lead the area's… more
- Citigroup (New York, NY)
- …across Citi Wealth . **Responsibilities:** + Develop and lead Citi Wealth 's global digital marketing strategy, spanning client and advisor-facing platforms ... Global Head of Digital Strategy & Execution for Citi Wealth . This individual will define and lead the future...client promise. + Lead digital performance measurement and reporting frameworks to track KPIs, optimize campaigns, and inform… more
- BMO Financial Group (Greenwood Village, CO)
- …Builds a relationship development plan for all assigned clients under the direction of wealth advisor / relationship manager to maximize client lifetime value. + ... financial planning business development, sales and service delivered by private wealth advisors and relationship managers. Services relationships in the assigned… more