- Soros Fund Management (New York, NY)
- …of strategies and asset classes, including public and private equity and credit, fixed income , foreign exchange, and alternative assets. Our teams operate with ... Chief Financial Officer (CFO) plays a critical role as a fiduciary advisor , responsible for ensuring the long-term financial health, ethical integrity, and… more
- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- JPMorgan Chase (New York, NY)
- …such as Control Management, Compliance , Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...trusted advisor to Business/Group Heads, assisting in identifying, escalating, and… more
- Wellington (New York, NY)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... our perspectives with those of our clients. **About the Role** **Position** The Advisor Education Marketing Strategist will bring a unique set of skills and… more
- City National Bank (New York, NY)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- Deloitte (New York, NY)
- …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Tax Senior in this group, ... accounting, finance, MIS, or related field required + Demonstrated practical knowledge in fixed income financial products, income tax principles, debt… more
- HSBC (New York, NY)
- …high and ultra-high net worth individuals and families to advise on sophisticated income and estate tax, asset protection, and generational planning needs. You will ... expertise in advising entrepreneurs, founders, and early-stage investors on income tax, wealth preservation and protection, and generational wealth transfer… more
- Citigroup (New York, NY)
- The IT Business Senior Analyst is an intermediate-level position within Fixed Income Electronic Trading technology team at Citigroup. We are looking for a ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...and Pricing solutions. + MUST HAVE strong knowledge on Fixed Income (Credit and Rates) products and… more
- JPMorgan Chase (New York, NY)
- …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing fair… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... support and serve as a trusted resource for clients and an experienced Wealth Advisor Team. The Client Associate enhances the client experience by assisting with the… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and… more
- Citigroup (New York, NY)
- …on cloud technologies desirable, eg Artifactory, Docker and OpenShift. + Knowledge of fixed income products, customer and broker market platforms and trading ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... thinking across services, processes, and systems. + Serve as a trusted advisor , providing constructive, reviews and challenges of business plans. + Continuity… more
