- Wells Fargo (New York, NY)
- …and risk-based Surveillance tools + Experience with Trading + Strong fixed income , currencies, and commoditiesproduct expertise + Excellent communication ... this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our career areas and lines of business at… more
- Marex (New York, NY)
- …of US securities regulations, trade reporting obligations, and trading practices within fixed income . + Ability to work on multiple projects in a fast-paced ... www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily… more
- BMO Financial Group (New York, NY)
- …and corresponding oversight. We are looking for someone to work closely with the Fixed Income , Currencies, and Commodities ("FICC") LOBs and other internal ... - 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer… more
- HSBC (New York, NY)
- …rates, treasury / money markets, options, swaps, structured derivatives, foreign exchange, commodities , equities, fixed income bonds, repo, custody and ... areas including corporate credit and lending,capital markets (eg. FX, Fixed Income , treasury), specialized lending, global trade finance and global payment… more
- Neuberger Berman (New York, NY)
- …Our broad capabilities include traditional and alternative equity and fixed income strategies, private equity and commodities , in addition to portfolio ... The Trade Management Team within Neuberger Berman Middle Office provides support for both Fixed Income and Equity Investment Teams, managing over $90 billion… more
- TD Bank (New York, NY)
- …drive Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities , Exchange-Traded Products, and Electronic ... for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director… more
- TD Bank (New York, NY)
- …Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities , Equities Options and Futures and/or ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging trends/… more
- Marex (New York, NY)
- … Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income , Commodities , Derivatives (Futures, Options, Swaps)) on multiple ... liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth… more
- Marex (New York, NY)
- …- Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income , Listed Options, Structured Products trading activities as well ... liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth… more
- HSBC (New York, NY)
- …rates, treasury / money markets, options, swaps, structured derivatives, foreign exchange, commodities , equities, fixed income bonds, repo, custody and ... clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control). The team also covers Global Research,… more
- Tradeweb (New York, NY)
- …applications that make real market impact. We work with multiple asset classes including Fixed Income , Equities, Futures, Commodities , Options and FX across ... than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify...in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture… more
- SMBC (New York, NY)
- …detail and constant accountability + Comfortable with Excel and VBA + Knowledge of Fixed Income SMBC's employees participate in a Hybrid workforce model that ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...as interest & FX swaps, FRAs, options, exotic products, commodity derivatives as well as exchange traded products such… more
- Citigroup (New York, NY)
- …We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi ... the Markets business and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal stakeholders including Front Office… more
- Citigroup (New York, NY)
- …and products, including cash management, trade products, foreign exchange, commodities , fixed income , loans (syndicated, bilateral), and capital ... applications of capital-investment programs, in conjunction with Treasury and Trade Solutions ("TTS") and Banking partners, as well as...programs (value of the Citi Commercial Bank' portfolio in Trade ). Ensure an effective and efficient use of … more
- MUFG (New York, NY)
- …the FR2004 reporting, will support the Fed's FOMC Operations, and will support the Fixed Income primary and secondary trading businesses. This person will be ... to determine if any actions in the backOffice system is needed. + Send trade -recap to customer clients and request for allocations + E-mail- Work on any e-mail… more
- MUFG (New York, NY)
- …and market narratives for benefit of our traders and clients + Promote and discuss fixed income strategy and other MUFG research with clients and leverage it ... support staff as needed as issues come up during the lifecycle of the trade + On-board clients in coordination with the firm's credit, legal, compliance, and… more
- Bloomberg (New York, NY)
- …asset class life-cycle experience in at least one of these asset classes: Equity, Fixed Income , Currency & Commodities , Derivatives - Highly motivated, ... role you will need to apply working knowledge of order management and trade execution to define product design and detailed specifications. **We'll trust you to:**… more
- JPMorgan Chase (New York, NY)
- JP Morgan is a top tier liquidity and algorithmic execution provider in global fixed income , currencies and commodities markets offering competitive pricing ... liquidity and exposure and driving all aspects of the trading desk: pre- trade analysis, trade execution, the design of optimal risk management & alpha research.… more
- Citigroup (New York, NY)
- …We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi ... and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal...part in helping to support the lifecycle of a trade . Working closely with Business partners, Client's, and internal… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more