- SMBC (White Plains, NY)
- …Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk Management ... Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) for the Combined... risk framework independent of the businesses' risk appetite statements. The Associate is responsible… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. ... part within the First Line of Defense's program for assessing and monitoring operational risks, across the product offering of the group. Key responsibilities: +… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The SVP, Operational Risk Management (ORM) and Model Risk Management (MRM) will be responsible for overseeing and ... enhancing our operational risk management and MRM programs at...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- BMO Financial Group (New York, NY)
- …with one direct report ( Associate ). The candidate will report into the VP, Operational Risk & Resilience, Capital Markets to drive the GM Operational ... research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)** is part of the GM … more
- Santander US (New York, NY)
- … Associate will be part of the 2nd line of defense in the CIB Operational Risk Management team responsible for managing payments risk frameworks and ... VP, Senior Payments Risk Management Associate Country: United States...management activities. This role will report to the Chief Operational Risk Officer (CORO). They partner with… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Change and Integration Risk Associate will be responsible for providing 2nd line of ... between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform closure… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. + Assist in making decisions that… more
- Synchrony (Stamford, CT)
- …Guidebook will enable a standard and repeatable process is established + Support Operational Risk Management (ORM) team with tracking team deliverables requested ... especially once the investment is made public. This role ( Risk Management Oversight Specialist) is focused on the set...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... Data Management.** **Role Objectives** + Execute data governance, improve operational data quality, and implement BCBS 239 compliance. Ensure timely, accurate… more
- City of New York (New York, NY)
- …to initiatives of agency or citywide significance. The Special Counsel for Compliance & Risk Oversight is a senior legal and strategic advisor within the Office of ... the General Counsel. This role will lead and oversee citywide compliance and risk management operations, including the Vendor Integrity Unit (VIU), vendor risk … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Analyst/ Associate , Corporate Banking, CIR (Consumer, Industrial, Retail), Origination..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... Associate Director, Global Capital Markets Documentation, GBM, New...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, Execution and Structuring-US Corporate Banking, REGAL..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director or Director, Equity Derivatives Quant -..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- Associate Director, Chief of Staff US Corporate Banking **Requisition ID:** 226892 **Salary Range:** 185,000.00 - 185,000.00 _Please note that the Salary Range shown ... team, committed to results, in an inclusive and high-performing culture. **Title: Associate Director, Chief of Staff US Corporate Banking** **Global Banking and… more
- TD Bank (New York, NY)
- …driving data accuracy and quality control to avoid losses, recapture and reduce undue risk . The CRA Asset Management Associate supports and works closely with a ... Personal & Commercial Banking **Job Description:** The CRA Asset Management Associate provides ongoing support to an assigned portfolio (Housing Credits/LIHTC, New… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking an Investment Banking Associate to join our Mergers & Acquisitions group...independent judgment while developing an understanding of compliance and risk management requirements for Investment Banking + Manage the… more