- Citigroup (New York, NY)
- …the feedback received through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk ... interaction, exam management/coordination, and issue management/ resolution **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison &… more
- American Express (New York, NY)
- …including policies, controls, monitoring standards and sustainable risk capabilities. + ** Regulatory Engagement :** Lead regulatory , supervisory, and ... seeking a dynamic and experienced leader to establish and lead a new second-line risk function focused...engage with senior leadership across business and technology, and lead regulatory interactions. This is a high-impact… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads...at working in cross-functional teams, you will coach and lead a small team five to six people in… more
- Citigroup (New York, NY)
- …required by the MCA Standard including the assessment and appropriate approval of risk associated with Finance Regulatory Engagement ; manage team's business ... diplomacy and verbal and written skills in order to lead and influence colleagues across the firm in producing...related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement… more
- Citigroup (New York, NY)
- …Global Regulatory Engagement team and report directly to the Capital Markets Regulatory Engagement Lead . Citi's Global Regulatory Engagement ... The Capital Markets Regulatory Engagement Officer will be part...and regulations and industry standards. + Experience in managing regulatory activities, audits, or enterprise-wide risk management… more
- Deloitte (Stamford, CT)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... risk and an evolving regulatory environment into...technology trends and workforce changes impacting our clients through engagement with innovative and emergent technologies, including cloud computing,… more
- City National Bank (New York, NY)
- *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE OPPORTUNITY? Third Party Risk Management (TPRM) Lead is responsible for providing Enterprise wide third ... party risk management services, including taking a lead ...lead is responsible for ensuring the program meets regulatory guidance, aligns with CNB's parent company, and incorporate… more
- JPMorgan Chase (New York, NY)
- …product development lifecycle, to reduce financial loss, regulatory exposure, and reputational risk . + Lead and motivate a team to minimize financial loss, ... Risk and Control Manager - Credit Products Lead , you will support Financial & Digital Credit Lending...regulatory exposure, and reputational risk , while providing… more
- City National Bank (New York, NY)
- …stakeholders and business needs. * Lead the oversight of T&I regulatory remediation efforts, fostering a risk -aware culture across the organization. * ... part of a function that offers an Internal IT risk -focused perspective on all regulatory remediation activities...Reserve Board, FFIEC) and drive T&I remediation improvements. * Lead engagement with internal audit, external regulators,… more
- HSBC (New York, NY)
- …levels, providing second line assurance on the implementation of policy, and monitoring regulatory developments impacting model risk . + Model Risk ... our communities and the planet we all share. Model Risk Management (MRM) at HSBC is structured as a...efficiently globally, and to take account of additional local regulatory requirements. MRM is comprised of four key activities:… more
- Bank of America (New York, NY)
- …Business Control Manager role is responsible for the oversight of internal audits, regulatory engagement , and governance routines for the Line of Business (LOB). ... Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago,...inspection reviews, preparing materials for key management routines and risk committees. In this capacity, the candidate will ensure… more
- JPMorgan Chase (New York, NY)
- …will also anticipate and mitigate emerging risks in the climate, nature, and social risk regulatory space. Leading a team, fostering a culture of innovation, and ... for the design, execution and strategic direction of work addressing business and regulatory requirements across Lines of Business and Risk Functions for… more
- Citigroup (New York, NY)
- …limits to ensure the firm maintains adequate liquidity buffers in compliance with regulatory requirements and internal risk appetite. This role requires close ... risk limit framework, ensuring alignment with business strategy, risk appetite, and regulatory requirements. + Oversee...limits and identify potential breaches or emerging risks. + Lead the development of liquidity risk dashboards,… more
- City National Bank (New York, NY)
- …risk management practice and strong control environment * Stay current on operational risk regulatory rules and changes within the industry * Leverage a ... management efforts to support decision-making.The ORBO manager will lead a team of risk professionals responsible...and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory… more
- City National Bank (New York, NY)
- …the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... Contribute to ad-hoc assignments/special projects * Maintain awareness of current regulatory /industry trends impacting the Bank's operational risk management… more
- Bloomberg (New York, NY)
- …subcontracting, location / geography, among others. + Maintain the vendor and vendor engagement inventory and risk profiles + Conduct due diligence control ... assessments, continuously monitor and report on Vendor and vendor engagement risks + Coordinate risk mitigation activities with vendors and Bloomberg departments… more
- Mizuho Corporate Bank (New York, NY)
- …("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across MUSO. The group is responsible for ... office SummaryThe Regulatory Affairs Group is seeking a Vice President of Regulatory Change Management who will lead the horizon scanning process to identify… more
- Mastercard (New York, NY)
- …all. Overview The Global Regulatory team is looking for a Senior Managing Counsel, Regulatory to lead the MTS Regulatory team and drive the regulatory ... management programs. Role In this position, you will: * Develop and execute regulatory strategy, including regulator engagement and advocacy efforts * Serve as… more
- American Express (New York, NY)
- …and management of policy governance frameworks to ensure compliance with regulatory standards and internal risk management principles. + Stakeholder ... (Master's or JD preferred). + 3-5 years of experience in policy governance, risk management, compliance, or regulatory affairs within the financial services… more
- NBC Universal (Englewood Cliffs, NJ)
- …The spin-off is expected to be completed during 2025. The Vice President, Governance, Risk , and Compliance (GRC) will be a key senior leader within the new Versant ... build and expand on core capabilities while modernizing the team's approach to risk . This individual reports directly to the Chief Information Security Officer and… more