• Deutsche Bank (New York, NY)
    Job Description: Job Title: Rates Business Controls Unit Corporate Title: Vice President Location: New York, NY Overview Deutsche Bank's Rates business leads ... of fixed income products Understanding of market conduct controls including UPTA controls, trade & communication surveillance output etc Skills That Will Help… more
    Upward (07/24/25)
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  • Compliance Transformation Project Manager…

    SMBC (New York, NY)
    …competitive portfolio of benefits to its employees. **Role Description** The Vice President , Compliance Transformation Project Manager manages Compliance ... environment, and maintaining effective communications and reporting. The successful Vice President , Compliance Transformation Project Manager has demonstrated… more
    SMBC (07/25/25)
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  • Manager, Compliance - Trade

    TD Bank (New York, NY)
    …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
    TD Bank (07/10/25)
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