- Amerant Bank (Tampa, FL)
- …for providing a sound, independent and objective assessment and recommendation on risk factors associated with large, complex structures & transactions related to ... Enterprises. This position will also assist in the credit risk management and maintenance of credit quality for the...on various issues, as needed.Back up function for other operational roles performed in the department, as required by… more
- USAA (Tampa, FL)
- …and PowerPoint. **What sets you apart:** + Experience conducting compliance and operational risk testing , quality control, quality assurance or audit + ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experienced knowledge… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) + Support advisory ... in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ORM's ... provide more details. **Job Summary:** Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for supporting the… more
- Truist (Tampa, FL)
- …procedures and processes to minimize risk . 5. Assist in the development, testing and reporting on the effectiveness of compliance controls for the LOB ... Bank Secrecy Act/Anti-Money Laundering (BSA/AML), lending, , privacy, fair lending or compliance risk management 3. Certified Regulatory Compliance Manager… more
- JPMorgan Chase (Tampa, FL)
- …Fair Lending program across several lines of business (LOB). We are seeking a Compliance , Conduct and Operational Risk (CCOR) Associate who can effectively ... the status quo, and striving to be best-in-class. In this role, you may provide compliance risk coverage support for several areas, in addition to executing the… more
- Citigroup (Tampa, FL)
- …15+ years relevant experience, including 8+ years' managerial experience. + Experienced in Operational and Compliance Risk . + Experienced in banking products ... execution of a process (QA). + Provide governance over Operational and Compliance Risk in...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …15+ years relevant experience, including 8+ years' managerial experience. + Experienced in Operational and Compliance Risk . + Experienced in banking products ... the design of in-scope controls. + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Supports the monitoring, evaluation, and challenge of… more
- JPMorgan Chase (Tampa, FL)
- …is part of CCOR Technology & Cybersecurity ("CCOR Tech & Cyber") group within the Compliance , Conduct and Operational Risk (CCOR) organization and has areas ... + 10+ years of experience in financial services industry; specific experience in Operational Risk , Compliance , Audit, or other controls related area.… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …several projects related to Enterprise Risk Data & Technology in alignment with Risk Identification and Stress Testing . In addition the lead will help drive ... projects as and when needed that is not stress testing related but fits into the overall Risk...+ Ability to thoroughly document assumptions, methodology, validation and testing to facilitate knowledge sharing and compliance … more
- Citigroup (Tampa, FL)
- …two or more of the following risk disciplines: audit and controls, technology risk , business continuity, or operational risk . + Must have direct ... to remediation or registration as formalized Issues. + Liaise with Internal Audit, Compliance , Risk , External Auditors (KPMG) and other business partners on… more
- Citigroup (Tampa, FL)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end Citi Common controls testing - ie, operational controls performance assurance/ testing… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more