- SMBC (New York, NY)
- …and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management ,… more
- SMBC (Jersey City, NJ)
- …This individual will be responsible for supporting all teams across the Ethics Office , including the Conduct Management Program, Compliance Culture Program and ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Principal Financial Group (New York, NY)
- …AM's strategic objectives. This includes comprehensive oversight of front, middle, and back- office investment management technologies across public and ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for...technology solutions that enable and enhance front, middle, and back- office investment technologies across public and private… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, and ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...to understand their needs and provide feedback on model governance best practices. Assist in project management … more
- SMBC (Jersey City, NJ)
- …of our Data Governance , including Key Data Element population, Data Quality management , Lineage - in line with best practice and regulatory expectations + Work ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role contributes...staff. + Track Annual Compliance Plan progress and prepare management reporting, including a year-end update. + Review committee… more
- DWS Group (New York, NY)
- …overview This position is within the Illiquid Asset Operations (IAO) division at RREEF Management , LLC, a Real Estate investment advisor, which is a wholly owned ... aid various teams involved in the product development process including Portfolio Management , Compliance, Governance , and Client Servicing & Marketing. Primary… more
- SMBC (New York, NY)
- …and initiatives within the control office , helping to oversee effective governance , risk management , and compliance across the organization. + Program ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular… more
- SMBC (New York, NY)
- … Office , Analytics and Governance role will support the Control Office management team by designing and maintaining management dashboards, tools, ... owners to identify relevant information to be included in management reporting; maintain strong data governance and...information and business requirements. + Support the broader Control Office team with data analysis and management ,… more
- DWS Group (New York, NY)
- …in anti-financial crimes team Experience in financial services (preferably in asset management ) Knowledge of investment management products, eg mutual ... of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our...(collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to… more
- Neuberger Berman (New York, NY)
- …(preferably in management consulting, investment banking, and/or asset management ) + Proficiency in Microsoft Office software (eg Word, Excel, ... **Neuberger Berman** is an independent, employee-owned, global asset management firm, serving the financial needs of institutions and individual investors worldwide.… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... is critical to the continued growth and innovation of our Cash Management business, which supports institutional clients with comprehensive payment and liquidity… more
- SMBC (New York, NY)
- …Vendor Strategy & Governance - Develop and implement a comprehensive vendor management strategy for the Cash Management business. - Establish governance ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...is seeking a strategic and experienced Director of Vendor Management to lead third-party vendor oversight for the Cash… more
- Neuberger Berman (New York, NY)
- …role you will own data oversight and executive metric delivery, anchoring data governance and operational enablement for the SMA business. Partnering with Portfolio ... Management , Legal/Compliance, Technology, Sales, RFPs, and Performance, you will...+ Assist with the oversight of our outsourced back office to ensure appropriate policies and procedures are in… more
- SMBC (New York, NY)
- …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management . The VP ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...**Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational… more
- SMBC (Jersey City, NJ)
- …requirements and industry best practices. Within the larger Finance Change team, the Data Governance team, namely the Functional Data Office (FDO) is focused on ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...a portfolio of prioritized finance data strategy and data management (including setting up adequate data governance ),… more
- SMBC (New York, NY)
- …process management (ie, approval flows; credit committee process and governance , etc.) related to credit approval and on-going monitoring. + Excellent analytical ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...for in the risk identification inventory. + Lead the governance of the credit risk metrics annual review process… more
- Skanska (New York, NY)
- …Managing videos for events, pursuits and or campaigns + Salesforce Marketing Database entry/ governance **A Day in the Life:** + Meeting with Business Development and ... journalism or related discipline + Proficiency using Adobe Creative Cloud and Microsoft Office Suite + The ability to multi-task and meet deadlines + Excellent… more
- SMBC (New York, NY)
- …maintain strong relationships, support examinations and adhere to CUSO Credit Risk Management Framework and Governance Control and other AD policies. ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... using approved tools, templates, and methods. + Ensure data governance policies are met and that data is available,...identify and document analytic use cases. + Strong project management and delivery orientation. + Expert experience in Microsoft… more
