- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 ... framework. The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management...advisor in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and… more
- DWS Group (New York, NY)
- …As a/an AFC & Compliance officer, you will (be): Acting as AFC advisor for DWS including Sanctions & Embargoes Main responsibility with regard to rollout of new ... Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer)...integrity and discipline with regards to the legal and regulatory requirements of the Anti-Money Laundering regime. One of… more
- Terumo Medical Corporation (Somerset, NJ)
- …**Job Details/Responsibilities** + Works with other Medical Groups, Marketing, Sales, Regulatory and Compliance to assure business objectives are aligned ... Understand and apply market, industry, competitor, and health care compliance , legal, and regulatory knowledge. Understands the...seamless execution of logistical details. + Act as an advisor and consult with the field organization to uncover… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... Asset Operations (IAO) division at RREEF Management, LLC, a Real Estate investment advisor , which is a wholly owned subsidiary of DWS. IAO is responsible for… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... join our Corporate and Institutional Legal team covering markets regulatory , working together with colleagues to define, manage and...are identified, reported and mitigated + Be a trusted advisor to the businesses and functions in the US… more
- embecta (Parsippany, NJ)
- …the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader ... global standards, including Sarbanes-Oxley (SOX), FDA, EMA, and other applicable regulatory frameworks. This individual will oversee the development and execution of… more
- SMBC (New York, NY)
- …corporate credits; manage the credit cost, and work together with restructuring advisor assisting in the restructuring efforts. Incumbent is also responsible for ... for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- SMBC (New York, NY)
- …and technology related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of ... with colleagues in other technology and control functions including legal, compliance , data security and risk management to promote front-to-back collaboration… more
- Integra LifeSciences (Princeton, NJ)
- …contract lifecycle and software asset management strategy. This role ensures compliance with best practices, legal and regulatory requirements, optimizes ... inventory of software licenses, subscriptions, and usage to ensure compliance with licensing agreements. + Identify cost-saving opportunities through… more
- Sun Pharmaceuticals, Inc (Princeton, NJ)
- …insights to different levels of the organization. + Act as a senior advisor and thought partner to SUNs NAM leadership across Commercial, Digital, Medical, Access ... maintenance of a centralized, accessible data repository. + Collaborate with IT, compliance , and external vendors to ensure data integrity, privacy, and … more
- Genesis Healthcare (Morristown, NJ)
- Overview The Regulatory Compliance Advisor is responsible for overseeing Regulatory compliance and the Quality Review process that supports ... and validate readiness for revisit. 5. Collaborate with Market Advisor , Clinical Advisor or other designated Market...and educate on Genesis tools and resources related to Regulatory compliance . 24. Other duties as assigned.… more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Cyber Compliance & Business Management - Advisor **About your role:** As a Cyber ... Compliance & Business Management - Advisor , you will be supporting leaders who are accountable...updated. + Understand and articulate our Cyber and Tech compliance with regulatory requirements and industry standards.… more
- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. + Assess regulatory / compliance controls related to areas of coverage. This would… more
- Raymond James Financial, Inc. (New York, NY)
- …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... + Ensure risks and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain regular interaction with … more
- KeyBank (New York, NY)
- …- Plymouth Meeting, Pennsylvania 19462 Job Description The Sr. Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank ... while managing fiduciary risk. For Family Wealth legacy relationships, the Fiduciary Advisor serves as the primary point of contact and manages the day-to-day… more
- Bank of America (Vauxhall, NJ)
- Credit Solutions Advisor - Crescent Marketplace Financial Center Vauxhall, New Jersey **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Vauxhall/Credit-Solutions- Advisor Crescent-Marketplace-Financial-Center\_25040392) **Job Description:** At Bank of America, we… more
- Centers Plan for Healthy Living (Staten Island, NY)
- …approach to searching for additional marketing locations while adhering to company regulatory guidelines. Compliance + Requires continues education to stay ... for healthy living. JOB SUMMARY : The Medicare MAP Advisor - Will promote and sale MAP and Medicare Line...(CMS) and company policies and regulations. The Medicare MAP advisor will develop a presence in the community and… more
- JPMorgan Chase (New York, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will take your… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to...and other compliance norms + Partner with all roles on branch… more
- JPMorgan Chase (Somerset, NJ)
- **Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...impact on our business. As a Senior Home Lending Advisor in Chase Home Lending, you will join a… more
