- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... training and work-related experience 2. Nine years of managerial banking or financial industry experience; preferably in a branch, audit, compliance or lending… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and ... results and professional/personal development objectives are achieved for the overall group . **Depth & Scope:** + Provides people management leadership by hiring… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As...relationships with key business partners and the extended Audit group . + Leverage available data and analytical tools during… more
- Wells Fargo (Charlotte, NC)
- …Investment Management (WIM) BSA/AML Program Execution team, part of WIM Risk, Regulatory and Financial Crimes Program Execution. The group is responsible for ... assess, monitor, measure, and mitigate risk + Manage oversight of financial crimes related issues and corrective actions to ensure control deficiencies are… more
- Bank of America (Charlotte, NC)
- …requirements. **Responsibilities:** + Advises and directs the development and maintenance of financial crimes owned policies and standards, and reviews relevant ... GFC Manager - Correspondent Banking Charlotte, North Carolina;Atlanta, Georgia;...risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo Commercial Banking Middle Market Group is seeking an Associate Relationship Manager (Commercial Banking Program Associate) to… more
- Coinbase (Charlotte, NC)
- …of compliance" * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners to execute against Coinbase's ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...Communicate effectively with your team to drive individual and group performance. * Champion change management with your team.… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... manager to meet their needs + Partner with financial advisors to understand appropriate introductions to address the...of book of business processes to actively manage a group of Wells Fargo customers to meet their needs… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... of corporate and investment banking solutions to a diverse group of companies in the Industrials portfolio. The role...Industrials portfolio. The role will partner with the Portfolio Manager , Relationship Manager , Industry Coverage and Risk… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Consumer, Small & Business Banking (CSBB) to serve as the Product General Manager (PGM) overseeing the modernization Product Delivery Office (PDO). This is a high… more