- Neuberger Berman (New York, NY)
- Neuberger Berman delivers comprehensive investment management products and services to a broad base of clients, from individuals to mid-sized businesses to large ... 40 Act Mutual Funds, UCITS Funds, and Private Funds. Investment management strategies and products cover a...and alternative asset classes and risk/return profiles. As an Internal Auditor , you will play a key… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Senior Internal Auditor to be r esponsible for performing audit assignments including planning, conducting interviews, ... department and the Bank. + Provides timely communication to Internal Audit Management and informs them of...is preferred: + Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance… more
- Capital One (New York, NY)
- …Master's Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory ... Principal Auditor (Experienced Senior Auditor ), Corporate Compliance...the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You… more
- Mizuho Corporate Bank (New York, NY)
- …Possesses at least 5+ years of relevant work experience, including in internal auditing or external auditing, risk management , supervisory examinations, or ... principles, practices and techniques, the concepts of risk, risk management , internal control and compliance, and the...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Guardian Life (New York, NY)
- …of controls and provide value-add audit recommendations to various levels of management on improving the internal control environment. This position is ... Join Guardian as a Lead Auditor , supporting the Head of Investments and Corporate...and writing value-added audit conclusions, presenting findings to both Internal Audit and business management , to proactively… more
- Insight Global (New York, NY)
- …Global is searching for a Tech Auditor for one of their large investment banking customers within their Internal Audit Asset Wealth Management ... Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements Experience working in Internal Audit (3rd line defense) Experience working with IT… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... cybersecurity audits across the firm as part of the Internal Audit Department. Reporting to IT Applications Team Head,...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- Scotiabank (New York, NY)
- …years of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... the IT Risk Management Policy and Framework. + Work closely with internal and external IT auditors on audits and regulatory exams to demonstrate compliance with… more
- City National Bank (New York, NY)
- …to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles,… more
- TD Bank (New York, NY)
- …to improve/streamline processes to sustain TDS business growth + Liaise with internal auditor and regulators during examinations on valuation related topics ... Group** is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within the… more
- MUFG (New York, NY)
- …and oversight activities supporting the Enterprise, Operational and Information Risk Management frameworks with other team members to partner with technology teams ... to drive effective risk and control management . The main areas of focus for this role...control matters. In this role you will focus on internal and external compliance requirements, activities, and deliverables to… more
- DoorDash (New York, NY)
- …due diligence, and deal execution + Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk ... teams on M&A transactions and integration, as well as other corporate and investment transactions, and you will also provide advice and legal support on other… more
- Mizuho Corporate Bank (New York, NY)
- …handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB) and Change Management Forum. + Monitor ... deadline. + Coordinate with multiple stakeholders across organization. + Support management and team members. Qualifications: + Bachelor's degree in Accounting major… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii)...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- SMBC (New York, NY)
- …of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance...communicate in both oral with stakeholder and audit senior management to clearly articulate audit strategy, testing results and… more
- AECOM (New York, NY)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... Change Orders. + Package negotiation documents. + Respond to auditor questions/comments. + Update change order logs as process...logs as process steps take place. + Attend monthly internal change order update meetings and monthly change order… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will be...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more