- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) + Support advisory ... in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ORM's ... provide more details. **Job Summary:** Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for supporting the… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Supports the monitoring, evaluation, and challenge of… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …several projects related to Enterprise Risk Data & Technology in alignment with Risk Identification and Stress Testing . In addition the lead will help drive ... projects as and when needed that is not stress testing related but fits into the overall Risk...+ Ability to thoroughly document assumptions, methodology, validation and testing to facilitate knowledge sharing and compliance … more
- Citigroup (Tampa, FL)
- …after the execution of a process (QA). + Review and provide governance over Operational and Compliance Risk in accordance with established Policy ... Provide oversight to identify, assess, record and response to Operational and Compliance Risk events,... Risk profiles. + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …two or more of the following risk disciplines: audit and controls, technology risk , business continuity, or operational risk . + Must have direct ... to remediation or registration as formalized Issues. + Liaise with Internal Audit, Compliance , Risk , External Auditors (KPMG) and other business partners on… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- Citigroup (Tampa, FL)
- …and controls. Partner with Operations, Finance, Technology, Legal, Operational Risk Management (ORM) and Independent Compliance Risk Management ... Citigroup Global Markets Inc. seeks a Business Risk Manager for its Tampa, FL location. Duties:...(ICRM) to design, implement, and deliver integrated global operational control assessments. Provide support in assessing end to… more
- Citigroup (Tampa, FL)
- …and remediation, assessment of compliance and related controls, and reducing operational risk events. The Financial Crimes Risk and Control ... in various internal assurance processes, including self-assessment, internal audit, and compliance testing reviews + Developing and delivering relevant training… more
- MUFG (Tampa, FL)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Citigroup (Tampa, FL)
- …and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and tools, and governance processes to ... Validation Quality Assurance (CVQA) team, part of Finance QA Testing and Validation group within the Finance Chief Operating...to address the root causes that persistently lead to operational risk losses by challenging both historical… more
- Citigroup (Tampa, FL)
- …senior management, risk report users, and data providers to manage operational risks associated with their processes. Contribute to the analysis and preparation ... for senior management, regulators, auditors, etc. that detail the state of compliance with management and risk reporting regulatory requirements. Design and… more
- Citigroup (Tampa, FL)
- … compliance in one or more of the following risk disciplines: technology risk , business continuity, operational risk , supplier risk , or audit and ... commitment owners to assess the design effectiveness of controls to mitigate inherent risk + Conduct operating effectiveness testing of controls and measure… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more