- Mizuho Bank, Ltd. (New York, NY)
- …products. You will be expected to support with supervisor for the governance function of the regulatory reports, which includes coordination of Regulatory Reporting ... Governance Committee, Interpretation Forum, and handling communication with outside...to new and existing regulatory requirements to ensure firm's compliance . Keep track of each assigned tasks and projects,… more
- TD Bank Group (New York, NY)
- …as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing profitability through sound and well-informed decisions ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Scotiabank (New York, NY)
- …transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a ... communications. This role will ensure that all activities conducted are in compliance with governing regulations, internal policies and procedures. The incumbent is… more
- FanDuel (New York, NY)
- …Serve as key tax subject matter expert within the Government Affairs, Corporate Governance , Business Development/M&A, Strategic Partnerships, and Global Mobility ... all regulatory licensing requirements and resolve all regulatory inquiries Oversee the corporate income tax compliance process THE STATS What we're looking… more
- Wells Fargo (New York, NY)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Applicants with Disabilities To request a medical ... Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking organization (CIB). The successful candidate will focus… more
- HSBC (New York, NY)
- …with end-to-end customer solutions. HSBC GTS serves as a core service provider for Corporate and Institutional customers. This role will be as a transactor in the ... weighted assets, execution of transactions in the investor market and promoting clear governance and controls. Engagement with the Global Businesses is key to ensure… more
- TD Bank Group (New York, NY)
- …firm's procedures Understands and complies with TD Policies, regulatory and compliance requirements Ensures that transactions are fully documented and processed ... applicable sales and trading activity is in line with those policies Demonstrates governance , control and risk management behaviors in alignment with TD policies and… more
- New York Life Insurance Co (New York, NY)
- …a strategic, execution-focused leader to join the Product Solutions team as a Corporate Vice President, Strategic Program Manager. This role is responsible for ... and corporate functions including Technology, AI&D, OGC, Risk, and Compliance . o Represent Product Solutions perspectives in enterprise forums related to… more
- New York Life Insurance Co (New York, NY)
- …defining and executing the technology vision across Human Resources, Legal, Compliance , Audit, Communication, and Corporate Responsibility functions. This role ... an integrated technology strategy and roadmap spanning Human Resources, Legal, Compliance , Communication, Audit, and Corporate Responsibility. Align functional… more
- New York Life Insurance Co (New York, NY)
- …Support enterprise tool education (eg, Copilot, ChatGPT, etc.) Steward AI - Support governance efforts with legal, risk, and compliance teams Support CODA ... to base salary, employees may also be eligible to participate in an incentive program . Our Benefits We provide a full package of benefits for employees - and… more
- New York Life Insurance Co (New York, NY)
- …and control functions (eg, Risk Management, Corporate Audit, Corporate Compliance , external auditor) to improve integration of governance , risk and ... the on-going development and maintenance of the NYL MAR/SOX Program governance , policies, standards and procedures. *Support...compliance functions. *Act as liaison with Corporate Audit, external auditor and state regulators for internal… more
- Veterans Sourcing Group (New York, NY)
- …1st rounds of interviews will be onsite - no exceptions. Team Profile: Legal Compliance & Corporate Governance (LCG) Technology provides operational controls ... Department, within LCG. This team supports the Risk and Compliance divisions with tools and applications to assist them...at the project level; and escalate delays to the program lead. Skills Required: - Bachelor's Degree in Computer… more
- JPMorgan Chase & Co. (Brooklyn, NY)
- …document solutions. You will own and drive project activities, ensuring robust governance and reporting, while managing virtual teams across multiple locations. Your ... delivery plans, facilitating client legal agreements, executing plans with robust governance , and actively mitigating project risks. Manage and motivate virtual… more
- Mount Sinai Hospital (New York, NY)
- …MSHS mandatory educational requirements. 4. Reviews and formulates departmental and program objectives in accordance with corporate policies, strategies and ... and retention of hospital staff. 10. Evaluates staff competencies and compliance with patient care and unit documentation requirements. 11. Participates in… more
- MUFG Bank, Ltd. (Jersey City, NJ)
- …20022. Familiarity with real-time transaction routing, fraud prevention, and regulatory compliance frameworks. Prior collaboration with corporate banking clients ... fostering a culture of innovation and continuous improvement. Ensure compliance with industry standards, security protocols, and regulatory requirements.… more
- Mizuho Corporate Bank (New York, NY)
- …policies and standards. + Ensure prioritized business services fully adopt the program 's methodology, governance structures, and outcome measurement practices. + ... and Resilience Operations. The transformation aspect encompasses resilience strategy, program execution, and the development of new capabilities across the… more
- Fluent (New York, NY)
- …play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting ... As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to...and charter documents + Provide legal support for general corporate matters, including public relations, investor relations, compliance… more
- Mizuho Corporate Bank (New York, NY)
- …are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance , Risk, and Compliance (GRC) team. This role is pivotal in ... processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance...Other requirements Mizuho has in place a hybrid working program , with varying opportunities for remote work depending on… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- NBC Universal (Englewood Cliffs, NJ)
- …of focus for the VP, GRC include managing the organization's governance program , risk management and trending lifecycle, compliance and policy management, ... content. The spin-off is expected to be completed during 2025. The Vice President, Governance , Risk, and Compliance (GRC) will be a key senior leader within… more
