- SMBC (Jersey City, NJ)
- …treasury futures & options, etc. SMBC is hiring an Associate within the CFTC Trade Reporting team. The team is responsible for ensuring the timeliness, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...reporting (preferred) + 2+ years of experience with trade input for Rates/FX OTC Products + 2+ years… more
- Citigroup (New York, NY)
- **Job description summary:** We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This ... We are hiring for the role of 'Head -Regulatory reporting and compliance delivery, Fixed Income Trade Processing Technology'. This role is based right in the… more
- Capco, a Wipro Company (New York, NY)
- …Services clients to ensure compliance with regulatory mandates such as CFTC, SEC, Canadian Trade Reporting , and CAT NMS Plan requirements. **What You'll Get to ... a team of consultants, subject matter experts, and analysts to deliver complex trade reporting and regulatory compliance solutions. + Oversee client engagements… more
- SMBC (New York, NY)
- …trade disputes and breaks. Perform trade support services, including daily trade capture, trade validation and reporting . Proactively mitigate risk by ... trade support services across supported products, including daily trade capture, trade validation and reporting . Monitor cash and trading position… more
- JPMorgan Chase (New York, NY)
- …with various teams to address issues related to Cash Equity trades, ensuring that trade capture and reporting exceptions are managed effectively. Your role is ... for Front Office risk representation. + Verify, clear, and escalate trade capture and reporting exceptions. + Liaise with Front Office \"FO\", Middle Office… more
- AIG (Wilton, CT)
- …+ Validating and confirming of new transactions + Facilitating the legal long form trade confirmation process + Reporting of relevant GCM data to internal and ... AIG Global Capital Markets team as a Middle Office Trade Support Analyst, based in Wilton, Connecticut. The Global...is based in Wilton, Connecticut. As a Middle Office Trade Support Analyst with the GCM team, the new… more
- Scholastic (New York, NY)
- …and month-end closes. The role will also support the Sr. Director across all Trade lines of businesses with all analysis, reporting , cost management, strategic ... + In partnership with Sr. Director, manage day-to-day financial functions of Trade , including budgeting, forecasting, reporting , and cost management + Provide… more
- Newell Brands (Norwalk, CT)
- …knowledge and creativity to provide the analytics needed to administer the trade program and provide management reporting . The ideal candidate will ... They are Integrity, Teamwork, Passion for Winning, Ownership & Leadership. **SUMMARY** The Trade Expertise Center (TEC) provides Trade related services to the… more
- Citigroup (New York, NY)
- …for a Markets business, including trade booking, downstream processing, and trade reporting ; Performing complex and detailed analysis of controls and/or ... and concise activity and progress reports. Deliver first class service to trade booking flow initiatives to support risk and control outcomes. Determine required… more
- Robert Half Finance & Accounting (New York, NY)
- …Metals Our client a gloabl trader of physical energy and metals is adding to their Trade reporting team. This position is on the trading floor and focuses on the ... monthly accounting / reporting of their trading teams. In this role, you...their trading teams. In this role, you will oversee trade accounting, inventory reconciliation, and ensure the accuracy of… more
- Boehringer Ingelheim (Ridgefield, CT)
- …processes including DSA performance mgt, gross sales projections and wholesale inventory reporting . Acts as a trade cross-functional liaison connecting results ... please click here. (https://www.boehringer-ingelheim.com/us/careers/benefits-rewards) **Description** Responsible for leading the trade operations and customer service team to implement Human… more
- Marex (New York, NY)
- …other regulatory organizations. + Excellent understanding of US securities regulations, trade reporting obligations, and trading practices within fixed income. ... as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . The position… more
- Citigroup (Jersey City, NJ)
- …+ Post- trade allocation and trade capture + Reconciliations + Trade break investigation and resolution + Regulatory reporting + Client solutions + ... The futures trade management role is an intermediate level role...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Aston Carter (New York, NY)
- …We are seeking a dedicated and detail-oriented Administrator to oversee compliance and reporting related to Free Trade Zones (FTZ). The role involves operating ... and weekly basis. + Assist with valuation, classification, and reporting issues related to CBP. + Review daily FTZ...especially Excel and PowerPoint. + Comprehensive knowledge of FTZ, trade compliance, and CBP regulations. + Bachelor's degree in… more
- Charlotte Tilbury (New York, NY)
- …to buy in over 76 locations via CharlotteTilbury.com The Role Serve as both Trade Marketing Lead for Dept. Stores Reporting Relationship - Reports to AVP ... the 360-marketing strategy for Dept. Stores in close collaboration with AVP Trade Marketing & Commercial Account leads. Overseeing sampling initiative and supporting… more
- BMO Financial Group (New York, NY)
- …multiple FICC market activities preferred including: Primary Dealer, GSEs, Trade reporting (TRACE), communications, supervision, best execution/order handling, ... maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance, and identifying and corrects possible gaps and… more
- TD Bank (New York, NY)
- …FINRA, SEC, CFTC, NYSE, and OCC including Securities Act, Reg M, SPAC Rules, Trade Reporting , Etc. + Excellent oral and written communication skills. + Ability ... implementations of new regulatory requirements. + Participating in industry groups and trade association working groups or other forums. + Accountable for the… more
- JPMorgan Chase (New York, NY)
- …SEC, FINRA and MSRB rules relevant to securities trading with focus on regulatory trade reporting , best execution, distribution of issues, and SEC Market Access ... rule + Strong written and oral executive-level communications skills + Excellent analytical skills + Bachelor's degree required + Ability to work both independently and as a core team member Preferred qualifications, capabilities, and skills + JD preferred… more
- Bloomberg (New York, NY)
- …Automation platform to streamline client trading activity from order staging to execution and trade reporting . As part of the FXEM Engineering team, you'll have ... the opportunity to impact the entire tech stack and to work across all stages of our clients' workflows. We currently make use of C++ as a language of choice. As we expand our client base to include more large investment firms with complex trading… more
- Guardian Life (New York, NY)
- …unreconciled activity and best execution + Collaboration with Compliance on regulatory reporting and trade surveillance + Document procedures and recommend ... responsible for the full lifecycle of order entry and trade support across a range of asset classes including...borrowing, margin, lending, SMA, calls, extensions, Regulation T, and trade issue resolution is essential. **You are** + Experienced… more