- Citigroup (New York, NY)
- …Citi can offer, and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible for ... end-to-end view to drive greater integration and simplification of risk and controls across global client facing...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- MUFG (New York, NY)
- …the execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing is ... assets and third-party vendor engagements; leading or supporting various programs, including risk and control self- assessment (RCSA), process, risk… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA) process for Corporate ... the required timelines, with appropriate updates to policies, procedures, and controls. + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process… more
- SMBC (New York, NY)
- …**Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas ... will report to the Director who serves as Compliance Risk Assessment team leader and will assist...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more
- MUFG (New York, NY)
- …and operational risk management concepts. Must have demonstrated experience in risk and control self- assessment , including process documentation, and ... Banking (JCB) Business Unit, reporting to the Business Unit Risk Control Officer. The primary role is...in alignment with (SLoD) policies and procedures. + Performs risk analysis and assessment for assigned processes,… more
- Travelers Insurance Company (Manhattan, NY)
- …collaboration. Imagine loving what you do and where you do it. **Job Category** Risk Control **Compensation Overview** The annual base salary range provided for ... **Target Openings** 1 **What Is the Opportunity?** Designs and oversees delivery of Risk Control services to assigned accounts country-wide. Has the ability to… more
- Citigroup (New York, NY)
- **Wealth Client Segments Control Testing Head Director**... Risk Assessment (QRA) Meeting, Business Risk and Control Committee. + Develops and ... to the above scope of controls testing. The Wealth Client Segments Control Testing Head leads and...deviating from trends and escalate situations that pose excessive risk (s). + Communicates and interprets Managers Controls Assessment… more
- Turner & Townsend (New York, NY)
- …the effective communication of threat & opportunity status. + Conduct quantitative risk assessment (cost and schedule) to inform project contingency levels. ... approach to the review, development and improvement of the risk management service to the client . +...Lead and run a comprehensive schedule and cost qualitative risk assessment (QCRA & QSRA) process is… more
- Citigroup (New York, NY)
- …function. **Responsibilities:** + Influence governance and facilitate execution of Manager Control Assessment (MCA) Standard changes + Support ICM Organization ... controls to help us effectively manage risks for Institutional Client Management (ICM) function within Citi's Client ...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- MUFG (New York, NY)
- …to assist in the analysis of portfolio trends, identification of signs of changing risk levels and/or symptoms of process control breakdowns. + Ability to ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...complex credit actions for a range of factors in assessment areas listed below. Gather and prepare data for… more
- MUFG (New York, NY)
- …risk assets. + Ability to analyze portfolio trends, identifying signs of changing risk levels and/or symptoms of process control breakdowns. + Ability to ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...complex credit actions for a range of factors in assessment areas listed below. Evaluate data and identify trends… more
- SMBC (White Plains, NY)
- …with regards to all Operational Risk matters; + Oversee implementation of the Risk and Control Self- Assessment (RCSA), Key Risk Indicators (KRIs), ... corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive...Risk team; + Participate in the New Product Assessment process and other applicable risk management… more
- American Express (New York, NY)
- …audits of first and second line of defense business functions specific to conduct risk ; + Efficiently manage routine client status meetings, audit requests, and ... components, solve them by potentially using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more
- Deloitte (New York, NY)
- …Typical engagements include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- TD Bank (New York, NY)
- …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... Securities USA, which include but are not limited to client on-boarding, enhanced due diligence review, and transaction monitoring....and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Wolters Kluwer (New York, NY)
- …business control / risk management activities + Experience applying Enterprise Risk Management standards, Risk Assessment Frameworks, Tools (Ex. Fusion ... Business Impact Analysis (BIAs), required Experience: + Experience in business control , risk management and/or business continuity/disaster recovery and… more
- Citigroup (New York, NY)
- …processes to monitor automated client trading flows. + Help produce and maintain client risk reports for consumption by independent risk and senior ... properly measured and controlled in accordance with the firm's risk policies. + Monitor client portfolios to...and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in… more
- WSP USA (New York, NY)
- …and Cyber Risk , your primary role will be to manage the full IT Risk Process from identification, assessment , mitigation and monitoring. This role is a key ... **Senior Manager for Technology and Cyber Risk ** **Organization/department:** Information Security Office **Reports to:** Global IT Risk Director **Direct… more
- CIBC (New York, NY)
- …applicable manual data control policies and procedures as they relate to risk appetite, including those related to required controls over manual data used to ... about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) BUSINESS UNIT DESCRIPTION Risk Management is led by the Senior Executive Vice-President… more
- Zurich NA (New York, NY)
- …be accomplished virtually. + Provide engineering support to underwriting teams and attend client /broker meetings as needed. + Manage account risk portfolio and ... in a team environment. + Relevant experience in the assessment of risk , based on what is...safety role. + Account oversight experience as a Loss Control / Risk Engineering consultant with middle market or… more