- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...production of Annual Compliance Report and related senior officer certifications + Participate in evaluation… more
- Port Authority of New York and New Jersey (New York, NY)
- …demonstrate professional and ethical behavior with fair and transparent decision making. The Senior Buyer will be able to lead teams, drive work assignments to ... developing solicitation packages, evaluating offers, and negotiating agreements. The Senior Buyer will utilize technology-based recording and reporting systems to… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE Compliance Program… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and regulators. **Role Responsibilities:** Credit… more
- The New York Community Trust (New York, NY)
- …partners. The Project Director will report to EVP, Chief Operating and Financial Officer , and collaborate with the Senior Director of Administration and IT, ... REPORTS TO: President & EVP, Chief Operating and Financial Officer DIRECT REPORTS: None LOCATION: New York, NY FLSA..., the Project Director will collaborate closely with the Senior Director of Administration and IT, the Controller and… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Banco Popular Puerto Rico (New York, NY)
- …Oct 7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to business… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Citizens (New York, NY)
- …Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to ... Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm's registered swap… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- Citigroup (New York, NY)
- …Based Finance Head and will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team ... the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and managing a material amount of credit… more
- JPMorgan Chase (New York, NY)
- As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making… more
- City of New York (New York, NY)
- …stakeholders, supports the development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business… more
- Citigroup (New York, NY)
- …are Finance partners to the functions and businesses they support. This Equities Senior Financial Officer role will support the following responsibilities: + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...central repository to enable reliable and effective reporting to senior management. + Maintain tracking related to examinations and… more
