- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- International Rescue Committee (New York, NY)
- Requisition ID: req52161 Job Title: Program Officer , Monitoring & Compliance Sector: Monitoring & Evaluation Employment Category: Regular Employment Type: ... HQ USA Work Arrangement:Hybrid Job Description Job Overview: The Program Officer , Monitoring and Compliance ...skills + Attention to detail and accuracy in work product . + Fluent in English, both spoken and written;… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Advisory business + Be responsible for the agency exam program and execute on improvement opportunities + Leverage partners… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance...and executing a Swap Dealer or interest rate derivatives compliance program , including regulatory change management, risk… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- HSBC (New York, NY)
- …all share. This position will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options business ... as well as the futures product traded on US exchanges across house desks globally....inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities… more
- Morgan Stanley (New York, NY)
- …Department. The VCO is responsible for the implementation and management of the overall compliance program for the Volcker Rule. On a day-to-day basis, the ... responsibilities of this position include: > Assisting in the Firm's robust global compliance program for the Volcker Rule. > Recommending and implementing… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51969 Job Title: Program Officer , Private Sponsorship Processing Stakeholder Coordination Sector: Governance Employment Category: Fixed Term ... York, NY HQ USA Work Arrangement:Fully Remote Job Description Overview: The Program Officer , Private Sponsorship for Stakeholder Coordination supports the… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Chief Investment Risk Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit M/C - ... premium and over $20 billion in assets.Under the direction of the Chief Investment Officer (CIO) the Chief Investment Risk Officer will be responsible for… more
- International Rescue Committee (New York, NY)
- …primarily business loan applications, including due diligence for risk mitigation and program compliance purposes and direct, ongoing follow-up with borrowers as ... Requisition ID: req51299 Job Title: Loan Officer Sector: Finance Employment Category: Regular Employment Type:...and analyze market needs and credit risk of new product opportunities to drive impact and further CEO's mission.… more
- Morgan Stanley (New York, NY)
- …to ensure appropriate execution of the Firm's enterprise-wide financial crimes prevention program >Serve on various business, compliance , and risk committees ... Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention,… more
- Citigroup (New York, NY)
- …in official risk systems + Working with senior risk managers in Volcker compliance program + Developing and maintaining an appropriate autonomous market risk ... The Market Risk Officer is a strategic professional who stays abreast...with applicable limits and triggers + Autonomously monitor business compliance with the firm's market risk-related policies + Assist… more
- Citigroup (New York, NY)
- …of the TTS business lines. TTS is looking for a highly motivated, self-starting program manager/analyst who is ready to take on the challenges of working in a ... will analyze, solution and govern the Risk & Controls program for Data Quality Risk under the regulatory-driven and...data elements will be gained. This TTS Data Governance Officer role is specific to Treasury & Trade Solutions… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Alcoholic Beverage Control Title Assistant Chief Executive Officer (Chief Litigation Counsel) - VID 160122 Occupational Category Legal Salary Grade ... of attorneys and support staff, including assigning cases/tasks, reviewing work product , and engaging in quality assessment while promoting professional development… more
- MUFG (New York, NY)
- …and directly to various related parties including the business line, product groups, and credit divisions. + Additional responsibilities will include presentations ... the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... in order to partner to develop and apply CRM program solutions that meet function/business/ product and customer...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …Ethics & Compliance organization and will report to the SVP, Chief Ethics & Compliance Officer . The successful candidate will serve as the Compliance ... managing, and resolving compliance investigations, as necessary. + Supporting compliance due diligence for new business and product acquisitions. +… more