- Morgan Stanley (New York, NY)
- …of experience in the position offered or three (3) years of experience as a VP/ Director of Operational Risk , or a related occupation. Requires three (3) ... Play an active role in Governance, including Global IM Operational Risk Committee: presenting Risk ... risk framework components, including: incidents and issues, risk taxonomy, risk & control … more
- New York State Civil Service (New York, NY)
- …Agency Financial Services, Department of Title Risk , Audit and Internal Controls Team Lead ( Director Financial Services Programs 2, SG-33) Occupational ... tools used in the examination process in order to effectively evaluate risk , assess sufficiency of controls , identify process improvement opportunities.… more
- Citigroup (New York, NY)
- …+ Support business implementation of global control projects under enterprise and operational risk programs. + Lead implementation of Control standard ... & Controls team organization with responsibility for leading the risk & control standards, Implementation & execution of operational and enterprise … more
- Citigroup (New York, NY)
- …core business lines, Global Custody and Direct Custody, servicing institutional clients. The Risk & Control Director will execute the assessment, strategic ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...Operational Risk Capital requirements. + Manage risk and control assessments or coordination for… more
- Bank of America (New York, NY)
- …will join the Global Markets Control Programs Group, supporting varied operational aspects of the Business Controls infrastructure. + Support multiple " ... VP/ Director - Global Markets, Business Controls ...design and effectiveness of the risk and control environment to support Client Operational Services… more
- Citigroup (New York, NY)
- …solution, that monitors and tests business controls defined per firm's Risk and Control Self-Assessment (RCSA) platform. Building analytical tools to gain ... This Business Controls Monitoring and Testing Director is...and Monitoring Solution that facilitates monitoring and testing of controls defined in firm's Risk and … more
- Wells Fargo (New York, NY)
- …effective manner. + Identify opportunities and strategies for process improvement and risk control development. + Establish clear escalation paths for identified ... this role:** Wells Fargo is seeking a Financial Crimes Director to join the AML Emerging Risk ...Program. **Required Qualifications:** + 8+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti-Bribery, Corruption experience,… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist ... regulatory requirements. **Primary responsibilities are as follows:** + Manage AML/sanctions risk ensuring appropriate controls are in place, update procedures,… more
- Google (New York, NY)
- …etc.). + Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all ... tech-enabled. You will be responsible for the monitoring and testing of controls , reporting on control documentation, efficacy, performance, metrics, analysis to… more
- Citigroup (New York, NY)
- …Wealth for inherent AML risk and determine that an appropriate control is established and operational prior to implementation.** **Develop, implement, ... large global financial services firm in AML, compliance, audit, risk or other controls -focused risk ...pressure or significant stress **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk … more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... controls . **Responsibilities** + Drive compliance with Citi Data Control Standard through the successful adoption of Enterprise Chief...and training are in place to support management of Risk profiles + Support operational risk… more
- American Express (New York, NY)
- …path. Find your place in risk and analytics on #TeamAmex. The Global Operational Risk & Oversight (GORO) organization within Global Risk and Compliance ... the subsidiary US Bank (American Express National Bank). The Director of US Enterprise Risk Management is...and processes, ensuring implementation with the Enterprise and Bank-wide operational Risk policies and maintaining a safe… more
- Scotiabank (New York, NY)
- Director , US Trade Floor Risk Management...other risk partners within the bank including Operational Risk , Compliance, Internal Control , ... etc.), as well as all forms of MBS. The Director will: + Be the primary market risk...IPV (Independent Price Valuation) process working closely with Product Control + Driving a customer focused culture that deepens… more
- Scotiabank (New York, NY)
- Director , Control Room - GBM&T Compliance... controls to meet obligations with respect to operational risk , regulatory compliance risk ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- SMBC (New York, NY)
- …Interpersonal** 1. In-depth knowledge of market risk , credit risk , liquidity risk , operational risk , and other risks. 2. In-depth knowledge of US ... of Ongoing Risk Management Activities 1. Maintain an effective independent risk management function that properly controls the legal entities' risks, meets… more
- City of New York (New York, NY)
- …a methodology and implement a framework that consists of ongoing testing of operational controls and periodic reviews while assessing inherent risks within ... management approach to use in assessing the Bureau's controls that may be susceptible to risk ....board rules; - Review Comptroller's Directive waivers to understand operational implications and provide suggestions for response and/or further… more
- Pfizer (New York, NY)
- **ROLE SUMMARY:** + Lead as a player/coach the group of Oncology Quality Risk Management Leads and entire POD team as needed. + Responsible for ensuring oversight of ... quality risk management activities for the Oncology portfolio and Pfizer...required to ensure alignment of Quality frameworks, governance, and operational support. + Ensure thoughtful and timely implementation of… more
- Citigroup (New York, NY)
- The Regulatory Risk Sr Officer II is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... and strategies for the area. **Responsibilities:** + Responsible for providing risk strategic analytics, information management across Citibank products and reports… more
- American Express (New York, NY)
- …control enhancements related to issues **Minimum Qualifications** + Experience within Operational Risk / Operational Excellence, Compliance and/or EDDS + ... of an impactful team to deliver on the EDDS Operational Excellence vision and objectives. Under the Director...sustainably + Help the business identify opportunities to enhance risk governance and controls across business platforms,… more
- SMBC (New York, NY)
- …cybersecurity, third party, and operational resiliency domains that may impact the operational risk profile of the bank. * Develop increased awareness of ... Vulnerability Management to create resilience alignment to include information sharing, controls aggregation, risk management, data management, creation of real… more