- Morgan Stanley (Purchase, NY)
- …(M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *AML Risk Governance & Oversight : Quality Control Associate* **Location:** *New ... and Institutional client-bases) businesses exposure to money laundering and reputational risk -relevant activities * Actively identify, measure, control , and… more
- JPMorgan Chase (New York, NY)
- …of risk & controls framework, control integration & assessment, risk treatment & analytics, and governance and reporting practices. CCOR T&C is a ... to be best-in-class. As a Senior Officer for the Governance , Risk and Controls (GRC)...best practice, regulatory and threat-informed risk and controls . + Assess prioritization and treatment of control… more
- Citigroup (New York, NY)
- …Product Launch, Assessing Product Design Risk , Ongoing Assessment of Controls via Managers Control Assessment (MCA) process, implementing applicable ... with multiple stakeholders including TTS LMS product managers, In-Business Risk partners, Regulatory and Control teams, TTS...related items to Governance forums like the Risk and Controls Forum (RCF). Additional activities… more
- Citigroup (New York, NY)
- …CAO team within DART (Data, Analytics, Reporting, and Technology) is responsible for oversight of DART governance , control effectiveness, issue management ... and analytics (iv) designing policies, define leading practices and innovate technological tooling in performance of risk data governance and strategy roles. The… more
- Citigroup (New York, NY)
- …responsible for supporting the head in the management, governance , and oversight of the implementation of Citi's Enterprise Risk Management Framework, ... reporting processes to measure control performance and enable effective risk and controls identification, monitoring and governance . + Analyze data and… more
- TD Bank (New York, NY)
- …of long-term strategic roadmap to enhance and create a best-in-class AML Governance and Control Function * Business input to AML Risk and risk appetite ... on a centralized basis. Primary accountabilities include: * Oversight /challenge of established controls on the execution...and mitigate risk + Drives a strong governance and internal control environment and perform… more
- TD Bank (New York, NY)
- …Accountabilities:** + Oversees a function of enterprise AML Program professionals providing oversight and control related advisory services to GAML partners + ... professionals who develop FCRM frameworks, policies, standards and provides oversight , expert policy / regulatory guidance and advice related...and Code of Conduct + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates and ... Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all… more
- Citigroup (New York, NY)
- …regulatory requirements, and governance control processes for independent risk management oversight of Non-Trading Market Risk activities. ... Assurance team within NTMR is responsible for independent market risk oversight of first line, including market...designs limit framework to ensure risk within risk appetite capacity. + Performs process and control… more
- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control , and governance processes of US Bancorp ... business audit executive that has strong knowledge of audit, risk management, risk and control ...Internal Auditors' Standards and the common definition of internal controls . * Overall understanding of multiple risk … more
- Citigroup (New York, NY)
- …regulatory requirements, and governance control processes for independent risk management oversight of Non-Trading Market Risk activities. Provides ... in the Non-Trading Market Risk Management group provides independent market risk oversight of first line including market risk management of Treasury… more
- Meta (New York, NY)
- …7. Support regulatory compliance efforts including controls testing, certifications, risk assessments, oversight and governance , external assessor ... knowledge/expertise in the following areas: audit, assurance, data security, policy management, risk management, issue & exception management, and governance &… more
- MUFG (New York, NY)
- …with risk and control team to execute against technology risk governance procedures + Coordinate required meetings, reviews, and scheduling needs + ... years of experience in IT risk and controls performing audit and control checks or...+ Ability to support work streams with sometimes limited oversight /information from inception to completion + Ability to identify… more
- Citizens (Stamford, CT)
- …delivery to Asset Liability Committee. Incumbent would report to the head of Treasury Risk Oversight within Enterprise Market Risk Management (EMRM). Primary ... candidate will be responsible for second line of defense risk management oversight specifically related to interest...will drive independent, objective and timely identification, monitoring and control of interest rate/market risk that is… more
- Ankura (New York, NY)
- …clients unparalleled insight and experience across a wide range of economic, governance , and regulatory challenges. At Ankura, we know that collaboration drives ... results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six...execute projects involving US international trade and technology security controls , Defense Industrial Base (DIB) -related cybersecurity, and other… more
- Ankura (New York, NY)
- …clients unparalleled insight and experience across a wide range of economic, governance , and regulatory challenges. At Ankura, we know that collaboration drives ... results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six...execute projects involving US international trade and technology security controls , Defense Industrial Base (DIB) -related cybersecurity, and other… more
- Citigroup (New York, NY)
- …ongoing monitoring of data quality controls + Compliance with the data quality control obligations mandated by the Citi Data Governance Policy and Standard + ... Frequency and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) + Manage and… more
- Synchrony (New York, NY)
- …facilitated engagements, governance oversight , or audits with a focus on process governance , risk assessment, or control design + A minimum of 3 ... leaders across the organization, a deep domain expertise in risk management, governance and controls ,...of 3 years of recent experience in risk / control identification and/or the evaluation of controls ,… more
- Citigroup (New York, NY)
- …for facilitating all aspects of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy. This role is ... the center of delivering our strategy. The Client Data Governance Office drives the planning and oversight ...the enterprise data governance strategy and/or Data Risk and Controls framework and roadmap, including… more
- Meta (New York, NY)
- …of common concern" for all Integrity, Security, Support, and Operations (ISSO) Governance , Risk , and Compliance (GRC) needs, ensuring Integrity, Security, ... faces. Our goal is to make Meta the premier place to work for governance , risk , compliance, security, and integrity professionals. We are seeking an experienced… more