- Neuberger Berman (New York, NY)
- ** Head of Business Control & Governance - Private Wealth** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** ... Head of Private Wealth Client Administration & Infrastructure **Position...seeking an experienced and strategic professional to lead the Business Control & Governance function… more
- HSBC (New York, NY)
- Head of Finance Non-Financial Risk (NFR) Americas Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 ... the planet we all share. The US and Americas Head of Finance NFR is responsible for ensuring the...leadership role which will drive the enhancement of the control environment in the light of increasing regulator and… more
- HSBC (New York, NY)
- …timely advice is provided to the International Wealth and Premier Banking (IWPB) business as it relates to the individual wealth planning, retail wealth management ... institutional asset management products. The role requires strong partnership with the business to drive and accelerate the execution of Compliance programmes that… more
- SMBC (New York, NY)
- …deeper relationships. + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums. + Conduct ... and other related technology controls. Reporting to the Cybersecurity Audit Team Head , the Audit Director will be responsible for (i) conducting cybersecurity and… more
- SMBC (New York, NY)
- …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management. The VP is ... of risk-related matters to the Risk Coordination Team Lead and the Head of Market and Liquidity Risk. **Key Responsibilities:** **Oversight and Regulatory… more
- Citigroup (New York, NY)
- The Head of End User Computing ("EUC") Governance will report to Citi's Global Business & Risk Controls Officer and will have strategic oversight and ... & Governance with senior management, the Executive Operating Committee, Business Risk and Control Committees and the Audit Committees of the Board as needed.… more
- American Express (New York, NY)
- …Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management ... in the United States and both proprietary non-proprietary global markets. Reporting to the Global Head of Head of the Transaction Monitoring (TM), the Head … more
- Citigroup (New York, NY)
- …job level, and date of hire. **Most Relevant Skills** Analytical Thinking, Business Acumen, Credible Challenge, Governance , Issue Management, Policy and ... and climate risk. The group is headed by the Head of ERM who reports directly to the Citigroup...of the bank's AI and Digital Assets (DA) risk governance framework. The role requires a deep understanding of… more
- TD Bank (New York, NY)
- … assessments, access controls, regulatory compliance, technology resiliency, risk and control governance and metrics, incident management, secure systems ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (New York, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At...role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible… more
- SMBC (New York, NY)
- …the New Business / Product Approval process and Risk & Control Self-Assessment (RCSA) coordination. **Role Objectives: Interpersonal** 1. Partner with other CUSO ... **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Risk Governance Associate within its Risk Management Department. This role will oversee coverage… more
- Mizuho Corporate Bank (New York, NY)
- …best practices, and internal policies and standards. + Ensure prioritized business services fully adopt the program's methodology, governance structures, ... Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness… more
- Guardian Life (New York, NY)
- …and manage a team of onshore & offshore employees supporting Enterprise and Business reporting and analytics on a standard reporting and data framework through ... with key Finance stakeholders to manage operational accounting, reporting and data governance across all areas of expense management. + Partner with FP&A leadership… more
- TD Bank (New York, NY)
- …report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders with leading oversight ... & programs. The successful hire will assist the Global Control Room Head and the GCR Portfolio...business and other Risk partners, promote a strong governance & control environment with periodic assessments… more
- Wells Fargo (New York, NY)
- …by providing support and awareness of risks and mitigating control solutions. The Control Executive for CIB has a business -aligned Control team that will ... Control for all aspects of the CIB business , including Securities Operations that support Wells Fargo Securities...Equities Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible… more
- Citigroup (Queens, NY)
- …shocks including fat-tailed risks. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** ... Citi's Wealth business serves the needs of clients across the...their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading… more
- TD Bank (New York, NY)
- …or broader audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- American Express (New York, NY)
- …team and reports directly to the Vice President, Firmwide Independent Risk Management Head of Business Disruption & Operational Resilience. The incumbent will be ... Officer, manages operational risks associated with Information & Cyber Security Risk, Business Disruption, Technology Risk, Data Risk, and AI Risk Management. The… more
- TD Bank (New York, NY)
- …enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic assessments against industry practices. + ... in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance Initiatives and Portfolio Management, DDI, technology and key stakeholders… more
- Citigroup (New York, NY)
- …monitoring processes. + Specific subject matter expertise regarding data management, data governance , and risk and control disciplines within Data and/or ... **Data Quality Assurance Lead Director (Hybrid)** Technology & Business Enablement (T&BE) empowers Citi to achieve its...role will report to the T&BE Data Quality Assurance Head . The Data Quality Assurance Lead will be instrumental… more
