- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Technology* ... We're seeking someone to join our team as a Director to provide audit coverage for application...audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit . In the … more
- SMBC (New York, NY)
- …& state (CA and NY) laws and regulations is required. + Overall understanding of audit techniques, internal controls, audit principles and ability to manage ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- US Bank (New York, NY)
- …US Bank's Wealth Management and Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior ... Audit Director and the Chief Audit ...supports audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing … more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- Scotiabank (New York, NY)
- …issues identified through Technology Control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. + ... Director , Technology Control Testing **Requisition ID:** 198966 **Salary...SOX control testing across the portfolio by working with Internal and External Audit . + Review and… more
- Research Foundation CUNY (New York, NY)
- …Alumni Engagement Office, as well as other members of the Division of Institutional Advancement. They will work collaboratively with internal and external ... Job Title: Assistant Director of Advancement Initiatives PVN ID: LE-2404-006245 Category:...coordinating all logistics for events and meetings related to Institutional Advancement/Foundation, including preparing materials and managing rsvps. +… more
- KPMG (New York, NY)
- **Business Title:** Managing Director **Requisition Number:** 107623 - 68 **Function:** Tax Services **Area of Interest:** **State:** NY **City:** New York ... place to work and build a career, KPMG provides audit , tax and advisory services for organizations in today's...join our team. KPMG is currently seeking a Managing Director to join our Business Tax Services-Corporate Compliance and… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... financial management, home care, legal services and as last resort, institutional placements are provided. Under the administrative direction of the Deputy… more
- SMBC (New York, NY)
- …Description** This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Citigroup (New York, NY)
- The Electronic Salestrading role is the primary contact point for both Institutional and Hedge Fund clients trading low-touch equities in NAM. The role involves ... trading plus trading coverage and ensure compliance with all relevant regulations and internal policy + Develop client from acquisition to ownership of high profile … more
- Citigroup (New York, NY)
- …be responsible for developing new and maintaining existing relationships with institutional accounts. This person will be expected to foster strong relationships ... positioning as well as to close transactions with various internal stakeholders . Improved footprint with the client base...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Scotiabank (New York, NY)
- …risk assessment program, the Regulatory Library initiative, review and response to Internal Audit and Compliance Testing findings, the Conduct Risk program, ... Director , SCUSA CCO, Head of Broker Dealer &...debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- SMBC (New York, NY)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... and to maximize returns on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director supports the 1st LOD… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will ... global policies and governance. + Assist with regulatory and audit requests. **Qualifications/Competencies/Accreditation** + 4 years college/university Degree. +… more
- JPMorgan Chase (New York, NY)
- …to address strategic and tactical objectives. As a Business Manager - Executive Director within the Chief Data Office, you will have the opportunity to lead ... and alignment with department and support groups (Finance, Tech, Ops, Legal, Compliance, HR, Audit ) + Act as trusted advisor to the Business head, and represents the… more
- Robert Half Technology (Hempstead, NY)
- …standards, and procedures. * Ensure compliance with relevant laws, regulations, and institutional policies. * Coordinate and oversee internal and external ... that will significantly contribute to the integrity and availability of our institutional data and systems. Responsibilities: * Develop and lead a comprehensive… more
- SMBC (New York, NY)
- …and discuss related or new regulatory requirements. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Citigroup (New York, NY)
- …+ Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Responsible ... with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure +… more
- Citigroup (New York, NY)
- …of Equities Execution Algorithms and related Trading Products offered to Citi's institutional clients and internal trading desks. The team collaborates with ... team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance with industry regulations.… more
- SMBC (New York, NY)
- …and other significant matters to their manager. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more