- Morgan Stanley (New York, NY)
- …Institutional Relationship Management Role: The Wealth Management Institutional Relationship Manager is responsible for driving C-level and field relationships and ... The ideal candidate will have both a business / consulting background that enables them to engage at the...and ensure the team's adherence to all operational and regulatory requirements * Initiate and engage in efforts to… more
- TD Bank (New York, NY)
- …the overall conclusion of effectiveness to support relevant certifications. The Manager , Global Controls Office is responsible for performing ICFR controls scoping ... with the external and/or internal auditors. In addition, the Manager , ICFR must keep abreast of significant changes at...TDBG as it relates to the program including the regulatory landscape to assess the impact to the program.… more
- Morgan Stanley (New York, NY)
- …UMA, provides investment products and portfolio management services underpinning Consulting Group's Select UMA platform - the industry-leading Unified Managed ... The team offers a comprehensive, unified approach to asset allocation, manager selection, account management, trading, and overall relationship management to Morgan… more
- Morgan Stanley (New York, NY)
- …Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business ... project * Ensure effective communication and reporting to functional teams, manager , stakeholders, and senior leadership. Develop program dashboards that articulate… more
- Morgan Stanley (New York, NY)
- …Program Delivery, Mergers/Divestitures/Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth ... scope of project * Ensure effective communication and reporting to functional teams, manager , and stakeholders * Support key program leads and resources in executing… more
- Morgan Stanley (New York, NY)
- …experience, preferably at a large financial institution, consulting firm, asset manager , law firm, or government/ regulatory body * Deep understanding of ... Enterprise * Assist in advising key stakeholders of KYC regulatory and policy requirements and suggest enhancement of KYC...based on their skills and talents. Expected base pay rates for the role in New York will be… more