- HSBC (New York, NY)
- … control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit, ... Knowledge of capital markets and applicable regulations, including FX, derivatives, and securities sales and trading (OCC, SEC, CFTC, FINRA, NFA, CME + Risk or… more
- Bank of America (New York, NY)
- Fixed Income- Securities Project Manager- Global Market Operations Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... of internal and external facing programs across the Global Markets Fixed Income Securities space and beyond....relationships with external vendors and dealers. Up to date market /industry knowledge on the Fixed Income Securities … more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to join our Finance Projects team covering the Institutional Securities Groups' Lending portfolio. The optimal candidate will be… more
- Morgan Stanley (New York, NY)
- …provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit. In the Audit division, we provide senior ... management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Director level position… more
- Citigroup (New York, NY)
- …expense management + Create governance structure for the Sales and Client Services organization :: Drive transparency, accuracy and timeliness in sales reporting - ... cluster to properly see client information + Support NAM Sales and Client Services teams with maintaining an updated information in Client Insight and disciplined… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Bank of America (New York, NY)
- …Financial Crimes Risk program. The role will be focused on activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment ... Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk...compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...important part of our culture. *Description: * The Business Control Unit Institutional Securities Documentation team at… more
- Citigroup (New York, NY)
- …with and adhere to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services ; and ensure that all team members understand ... team responsible for market risk across asset classes within Citi's Global Markets division. One of the mandates is for in-business risk teams to ensure that… more
- Capco, a Wipro Company (New York, NY)
- …on client site to deliver change initiatives for leading clients across Financial Services , particularly the Capital Markets space. **What You'll Get to Do:** ... projects as needed by client. + Maintain awareness of market trends and present to client leadership. + Actively...You:** + 8+ years of consulting experience in Capital Markets and Securities related businesses, with specific… more
- Bank of America (New York, NY)
- ISG Capital Markets New Issue Diligence Specialist New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... make a difference. Join us! **Job Description:** The New Issue Capital Markets Product Diligence Specialist will help conduct issuer due diligence. Additionally, the… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . Morgan Stanley Wealth ... Management provides a range of wealth management products and services for affluent individuals, businesses, and institutions. These services include brokerage… more
- Morgan Stanley (New York, NY)
- …to the private side interest rate and foreign exchange desks in Global Capital Markets (GCM) and the public side counterparty credit risk desk (XVA) in the Fixed ... the desks on US legal and regulatory matters, including the Dodd Frank Act, securities laws and bankruptcy law o This includes providing legal advice as to how… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000.00 - $225,000.00 USD TD is...multi-year programs + Must have domain expertise in Capital Markets products and service , with emphasis on… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more