- Bank of America (New York, NY)
- Fixed Income- Securities Project Manager- Global Market Operations Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... of internal and external facing programs across the Global Markets Fixed Income Securities space and beyond....redesign or change management * Deep expertise in Capital Market Operations -Fixed Income/ Securities required *… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services … more
- Wells Fargo (New York, NY)
- …within our Tax Operations team as part of Corporate and Investment Banking Operations . The Wells Fargo CIB Securities Tax Operations team leads global ... 2024 **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services . As a trusted… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... meeting support, administrative and operational support and client reporting) to sustain Service 1st in order to build client loyalty and satisfaction. * Develops… more
- HSBC (New York, NY)
- …internal control, or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal ... Knowledge of capital markets and applicable regulations, including FX, derivatives, and securities sales and trading (OCC, SEC, CFTC, FINRA, NFA, CME + Risk or… more
- Raymond James Financial, Inc. (New York, NY)
- …of institutional equity sales & sales trading * Principles of banking and finance and securities industry operations * Financial markets and products * ECM ... Equity Sales clients, primarily focused on the New York market . Develop a deep understanding of the Technology, Media...and Abilities** **Knowledge of** * Working knowledge of financial services , research analysis and Equity Capital Markets .… more
- Raymond James Financial, Inc. (New York, NY)
- …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in:** ... * Problem solving and the ability to think independently sufficient to market ideas, services and products to our brokers and clients. * Operating standard… more
- Raymond James Financial, Inc. (New York, NY)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets , products, financial advisory ... seminar events. * Answers general Financial Advisor inquiries regarding estate planning, trust services , estate taxes and other relevant topics. * May lead the work… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** 120,000 - 225,000 USD TD is...to the strategic development of the banks Debt Capital Markets Originations business in the USA, ensuring underwriting positions… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to join our Finance Projects team covering the Institutional Securities Groups' Lending portfolio. The optimal candidate will be… more
- Citigroup (New York, NY)
- …within Citi's Institutional Credit Management ("ICM") Credit Underwriting Asset Backed Securities ("ABS") team works with senior Underwriters and the ABS business ... securitization transactions financed primarily through the asset-backed commercial paper market . The Analyst supports senior Underwriters in reviewing terms,… more
- Citigroup (New York, NY)
- …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Software Engineering Senior Manager (Global Markets Operations Technology) as part of the Wholesale Operations ... work closely with the CIB (Corporate and Investment Banking) Operations team, Broadridge, and their leadership team to ensure...this role will be a deep understanding of trade, securities and settlement data and its usage throughout the… more
- Capco, a Wipro Company (New York, NY)
- … and Securities related businesses, with specific experience in Capital Markets operations , in particular Clearing and Settlements + Proven track record ... on client site to deliver change initiatives for leading clients across Financial Services , particularly the Capital Markets space. **What You'll Get to Do:**… more
- OTC Markets Group Inc (New York, NY)
- … operations . + Trustworthiness and impeccable moral code. + Experience in customer service -oriented role. OTC Markets is currently operating in a hybrid work ... Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities...disclosure standards form the foundation of our three public markets : OTCQX(R) Best Market , OTCQB(R) Venture … more
- OTC Markets Group Inc (New York, NY)
- …support. We may also consider individuals who have experience in Client Trade Operations within a Financial Service firm. Required Skills: * FIX protocol/FIX ... Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities...disclosure standards form the foundation of our three public markets : OTCQX(R) Best Market , OTCQB(R) Venture … more
- US Bank (New York, NY)
- …areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services , Wealth Management, Securities and Exchange Commission (SEC) Regulations, ... Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation, Investments, Wealth Operations , Private Banking) * Capital Market laws and… more
- OTC Markets Group Inc (New York, NY)
- …application support. We may also consider individuals who have experience in Client Trade Operations within a Financial Service firm. + Good knowledge of SQL + ... Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities...disclosure standards form the foundation of our three public markets : OTCQX(R) Best Market , OTCQB(R) Venture … more