- SMBC (White Plains, NY)
- …+ Investigations of failed settlements from detection to resolution. + Mitigation of operational risk and timely escalation. + Understand and ensure compliance ... the current compensation paid in their geography and the market for similar roles at the time of hire....Operations, supporting the daily settlements processes for SMBC Capital Markets derivative trading business, as well as… more
- SMBC (White Plains, NY)
- …have been validated before release. Ensure that instructions are released to market , and manage settlement risk and exposure. **Role Objectives: Delivery** ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to control team(s) within agreed timelines and ensure that operational key risk indicators (KRIs) are kept… more
- SMBC (New York, NY)
- …Join a fast-growing derivatives team focused on helping corporate clients manage currency risk in a rapidly evolving market . The Analyst or Associate will ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Capco, a Wipro Company (New York, NY)
- …stakeholders on how to embed AI across core business areas such as risk , compliance, trading , and customer experience. **Generative AI Enablement & Solution ... efficient approach, we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls. Our teams… more
- SMBC (New York, NY)
- …Capital Markets (DCM, Capital Solutions, ABS, CLOs), Sales and Trading (Fixed Income), Trade Finance, Structured Financing (including Subscription Financing and ... Asset-based lending), FX/Derivatives, and Operational services. The role within the Financial Institutions Group...market trends and ability to adapt to changing market conditions + Knowledge of capital markets … more
- Neuberger Berman (New York, NY)
- …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Principal Financial Group (New York, NY)
- …firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to market . + Lead and evolve the ... central role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data-driven decision-making. By improving … more
- Neuberger Berman (New York, NY)
- …Portfolio Managers. **Responsibilities:** + Collaborate daily with Operations, Accounting, Trading , Prime Brokers, and both internal and external Portfolio Managers. ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- TD Bank (New York, NY)
- …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
- BMO Financial Group (New York, NY)
- …physical and financial commodity markets , including logistics, delivery, and operational risk considerations. + **Leadership:** Proven ability to influence ... to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line...to trading desks, providing expert guidance on market , credit, operational , and physical/logistics risks. This… more
- Bank of America (New York, NY)
- …basis. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and reputational risk matters to support… more
- Scotiabank (New York, NY)
- …office environment near a standard trading floor maintaining focus within operational risk + Previous experience using Microsoft Office with projects ... 2026 Business Risk Management, Summer Internship **Requisition ID:** 237587 **Employee...environments for everyone to enjoy. Scotiabank Global Banking & Markets provides a full range of investment banking, credit… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... conditions and client-specific needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. +… more
- Scotiabank (New York, NY)
- …help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , ... Sales, Sales / US FICC / Credit Sales & Trading ** Global Banking & Markets provides a...includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- BlackRock (New York, NY)
- …, and operations tools on a single platform to power informed decision-making, effective risk management, efficient trading and operational scale. Being a ... this individual will drive marketing strategy and execution for all core trading products within Aladdin, shaping positioning, go-to- market initiatives, and… more
- Bloomberg (New York, NY)
- …Our team partners with a wide range of sell-side institutions across global markets to deliver scalable, innovative trading technology that empowers firms to ... Sell-Side Trading Solutions Pre-Sales Architect (TOMS), Enterprise Sales -...deliver trusted data and bring transparency to the financial markets . Our customers around the globe rely on us… more
- JPMorgan Chase (New York, NY)
- …for relative value trading in both cash and derivative products + Manage operational duties related to P&L, risk reporting, and ad hoc projects or data ... Associates and Vice Presidents (VPs) within our Sales & Trading teams collaborate with top industry professionals to advise...with senior traders to cover institutional accounts and make markets in your product group. You will assist in… more
- JPMorgan Chase (New York, NY)
- …back office) to ensure the best operating model for front office. Tie out trading models into risk management system and ensure proper valuation is captured ... DESCRIPTION: Duties: Present the results of risk and PnL to front office on a...seamless trade workflow. Provide feedback to senior management on operational problems and how it can be translated into… more
- Citigroup (New York, NY)
- …capacity to align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all ... of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,...concise written and verbal communication + Understanding of global markets , including market regulations and operational… more
