- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... These include the US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management, Internal...existing controls + Work with Risk Owners and other Business and Function leads to understand the impact of… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- Port Authority of New York and New Jersey (New York, NY)
- …schedule analysis. The program also provides structured training, mentorship from senior professionals, and opportunities to contribute meaningfully to the delivery ... within an assigned major program. + Monitor contractor performance and compliance with contract requirements. + Perform code-required special inspections (ie steel… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- Capco, a Wipro Company (New York, NY)
- …revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing technology, artificial intelligence, ... by our leadership team to meet short- and long-term business goals. We're looking for a leader to help...management processes + Define marketing measurement strategies and provide oversight for the creation and implementation of dashboards and… more
- SMBC (New York, NY)
- …control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple ... Develop and implement governance frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular reports on… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... asset types) + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (New York, NY)
- …for this role. **Line of Business :** Risk Management **Job Description:** The ** Senior Manager - US External Fraud Risk Oversight (Cards)** plays a critical ... fraud, and emerging payments fraud. The Senior Manager will provide oversight , challenge, and risk intelligence to influence business outcomes and behaviors… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...or strategy of the Company. The job interacts with senior management, developing, revising, and implementing policies and procedures… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- MTA (New York, NY)
- Senior Director Safety (Safety Oversight ) Job ID: 13228 Business Unit: MTA Construction & Development Location: New York, NY, United States ... Regular/Temporary: Regular Department: Safety Oversight Date Posted: Oct 15, 2025 Description This position...days after their effective date of hire. JOB TITLE: Senior Safety Director (Security) AGENCY: Construction & Development DEPT/DIV:… more
