- WM (Providence, RI)
- …or veteran status. **I. Job Summary** Under minimal supervision, plans and conducts compliance audits of various entities to determine compliance with Federal ... requirements, programs and internal policies with a focus on Environmental compliance . **II. Essential Duties and Responsibilities** To perform this job… more
- Citizens (Johnston, RI)
- Description Senior Auditor - Anti-Money Laundering Compliance and Non-Financial Risk Management The Internal Audit team at Citizens is hiring a Senior Auditor ... the bank's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on complex audits of Anti-Money Laundering … more
- Citizens (Johnston, RI)
- …in regulatory compliance or internal audit preferred (eg Certified Regulatory Compliance Manager, Certified Internal Auditor ) Hours & Work Schedule: Hybrid 3 ... Description The Compliance Assurance function is a part of the...regulatory, customer, and reputational risks are sufficiently mitigated. The Compliance Manager's primary responsibility is to assist in the… more
- Bank of America (Providence, RI)
- Senior Auditor New York, New York;Providence, Rhode Island **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- Robert Half Technology (Providence, RI)
- Description We are seeking an IT Auditor to join our team based in Providence, Rhode Island. This role involves auditing our company's IT systems and processes, ... ensuring compliance with relevant frameworks, and providing project management support....* detail oriented certifications such as Certified Information Systems Auditor (CISA) will be an added advantage. * Familiarity… more
- Health Plans, Inc. (Westborough, MA)
- …take it on. Not just a job-a mission. What you'll do The Customer Service Auditor is responsible for the quality review of telephone and email inquires of call ... professionally, courteously and consistently. Also, audits phone conversations for compliance with corporate policies, procedures, and applicable regulatory guidelines.… more
- Lincoln Financial Group (Providence, RI)
- …**Requisition #:** 72935 **The Role at a Glance** As the Internal Auditor - Operations, you will provide independent assurance and consultative services designed ... audit perspective. You will also have exposure to LFG's Compliance and Information Technology (IT) audit teams. **What you'll...+ Provide a point of contact for the external auditor and regulators (such as the Departments of Insurance)… more
- MassMutual (Springfield, MA)
- **Financial Services Auditor ** **Corporate Audit Team** **Full-time** **Springfield, MA or Boston, MA** **The Opportunity** As a MassMutual US Financial Services ... Auditor , you will have an opportunity to function as...to audit associates and business area management while championing compliance with standards for audit practices and procedures. **The… more
- Wolters Kluwer (Providence, RI)
- …the system of internal control? If so, we have an Internal Control Senior Auditor opportunity that may be of interest. Wolters Kluwer has a mature three lines ... supports customer or regulatory audits as needed. The Internal Control Senior Auditor supports all these obligations. **Essential Duties:** . Advise, coach and train… more
- Carrington (Providence, RI)
- …join our team and work remote from home!** The Quality Control Vendor Site Auditor will be responsible for planning and conducting vendor site audits. Ensure ... compliance with applicable local, state, federal, regulatory and client...on-site reviews and evaluate the adequacy of the vendor's risk/ compliance processes and controls including drafting audit reports on… more
- Aimbridge Hospitality (Uncasville, CT)
- Job Summary The Night Auditor is responsible for the preparation and disposition of all Night Audit work. Responsible for the front desk operation during the ... in a friendly service-oriented manner. + Maintain regular attendance in compliance with Aimbridge Hospitality standards as required by scheduling which will… more
- Bank of America (East Hartford, CT)
- Senior Auditor Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, Delaware **Job ... subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks * Proven track record of executing multiple… more
- Citizens (Johnston, RI)
- …Required + Masters Degree Preferred + Certifications Preferred: Certified Internal Auditor , Certified Regulatory Compliance Manager, Certified Fraud Examiner, ... accountability, and work with business units to ensure a strong Risk and Compliance culture and control environment awareness. + Serve as an independent advisor to… more
- Bank of America (Providence, RI)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Shift:** 1st shift ... Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode...overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for… more
- Citizens (Johnston, RI)
- …+ Bachelor's degree Required + Certifications Preferred: Certified Internal Auditor , Certified Regulatory Compliance Manager, Accredited Payments Risk ... engagement with the Commercial Bank's 1st line of defense team to ensure compliance with the banks risk framework and internal policies along with regulatory… more
- PPL Corporation (Providence, RI)
- …helping to build and maintain strong, diverse communities today. Overview The Gas Compliance and Quality Assurance Manager serves as the primary liaison between the ... state regulatory enforcement agency regarding all routine and formal compliance matters. Responsible for development and execution of a...focused re-dig inspections. + Serve as the owner of I- Auditor inspection data and content. + Engage with and… more
- Bank of America (East Hartford, CT)
- … Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Minimum Education ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- Nelnet (Warwick, RI)
- …firm, we leverage our knowledge combined with the industry standards for compliance and information security issues to provide our customers with world class ... information security & compliance services. CampusGuard, a...Information System Security Professional (CISSP) (preferred), Certified Information Systems Auditor (CISA) (preferred), Certified Information Security Manager (CISM), Certified… more
- Aveanna (Worcester, MA)
- …branch. Additionally, Operations Manager is responsible for initiating and maintaining compliance with all Federal and State regulations governing Home Health Care ... Agencies and ensuring compliance with Aveanna's policies and procedures. The Operations Manager...Record requests + Software tickets + password resets + DPH/ Auditor requests + Oasis validation reports + Oasis error… more
- Bank of America (East Hartford, CT)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... independent and objective assurance to improve the organization's operations and compliance with key regulations by evaluating the effectiveness of risk management,… more