- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Banking Strategy Vice President to work on the Banking Strategy Team within Corporate and Investment Banking ... (CIB). The Banking Strategy team, in alignment with Banking 's leadership team and COO, is a team of highly consultative professionals that drive business… more
- Synchrony (New York, NY)
- …for limited English proficiency consumers. + Assist in the development of communications and training materials to educate business leaders, employees and ... Job Description: **Role Summary/Purpose:** Assist the VP, Fair and Responsible Banking with the design, build and implementation of a program to further enhance the… more
- Deloitte (New York, NY)
- …of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. ... pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic...and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, Workday Suppliers/ Banking /Expenses Lead **Requisition Number:** 112111 - 68 **Function:** Advisory **Area of Interest:** ... priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Electronic Banking Administrator to be responsible for the day-to-day operations involving the monitoring of risk associated with card ... the investigation, determine appropriate resolution and notify customer. + Enforce compliance with regulation E and monitor network timeframes for deadline adherence… more
- KPMG (New York, NY)
- **Business Title:** NYFS Global Banking Manager **Requisition Number:** 113090 - 68 **Function:** Tax Services **Area of Interest:** **State:** NY **City:** New York ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services group, you will provide federal tax consulting and compliance services to a client in the securities and...Excellent research and writing skills + Excellent presentation and communications skills The wage range for this role takes… more
- JPMorgan Chase (New York, NY)
- …As a member of the Communications team, you will streamline communications , develop and enhance training programs, optimize internal processes, and execute ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Senior Associate, you will be responsible for both MRGR communications and MRGR's training portfolio. MRGR … more
- SMBC (Jersey City, NJ)
- …will report to the Lead of Transformation, Audit and Reporting within the Compliance Communications Surveillance function and will be instrumental in developing, ... processes, methodologies, and technologies for electronic legal discovery or communications surveillance. + Experience developing, training , and deploying… more
- Scotiabank (New York, NY)
- …practices. + Oversees the development and delivery of effective in-person and computer-based compliance training for front office staff in trading and sales on ... regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking businesses. + Series… more
- SMBC (New York, NY)
- …as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC ... building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal banking rules applicable to SMBC… more
- SMBC (New York, NY)
- …or as a member of a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk. + Strong interpersonal and communications skills (written and… more
- Mizuho Corporate Bank (New York, NY)
- …Essential Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the ... documentation of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or… more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to...transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve… more
- Bank of America (New York, NY)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Analytical Thinking + Interpret Relevant Laws, Rules, and ... Compliance and Operational Risk Manager- Control Room Charlotte,...regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training… more
- JPMorgan Chase (New York, NY)
- We're seeking a Compliance , Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional ... Compliance teams; including Internal Audit, Operational Risk and other...projects as required + Provide regulatory advice, guidance and training to the trading desks + Participate in internal… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and resilient. ... that impact our company and customers. Our culture in Compliance , Conduct and Operational Risk is all about thinking...lead a team that will align appropriate policies, guidance, training , and oversight activities for the firm; oversee and… more
- American Express (New York, NY)
- …role will play a critical leadership position within the US Commercial Compliance team supporting the Global Commercial Services' marketing organization. The role ... will also support all commercial sales channels from a line of business compliance perspective. This person will provide strategic compliance expertise to drive… more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer ... Reporting to the Head of US Compliance Examination Program, the Compliance Examination Manager...levels of an organization + Excellent written and verbal communications skills and effective interpersonal skills + Strong knowledge… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker ... Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of… more