- Capital One (Plano, TX)
- Sr Manager , AML Risk Assessment Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). In this role, ... understand implications of potential recommendations and determine next steps. Senior Risk Managers at Capital One are...be regularly worked. Chicago, IL: $155,300 - $177,200 for Sr . Risk Manager McLean, VA:… more
- Bank of America (Plano, TX)
- …5 years' experience in financial products & services + 1 year experience with AML , Risk , or Compliance experience and/or knowledge of financial crimes typologies ... GFC Investigator (Brokerage - AML /Fraud) Phoenix, Arizona;Pennington, New Jersey; Plano, Texas; Dallas,...and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to… more
- Bank of America (Plano, TX)
- …experience + 1+ years of AML /Compliance experience and knowledge of AML typologies/ risk + Prior experience in Financial Crimes Investigator role **Desired ... Sr Global Financial Crimes Investigator Phoenix, Arizona;Dallas, Texas;...law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance… more
- Scotiabank (Dallas, TX)
- Senior Manager , Enterprise Risk **Requisition ID:** 239833 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Purpose** The Senior Manager , Risk Reporting, will...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Champion a… more
- USAA (Plano, TX)
- …team through concept, planning, execution, and implementation phases for effective and timely Risk remediation. + Advise senior management on the status of their ... role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll...guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more
- Scotiabank (Dallas, TX)
- Senior Manager , Regulatory and Business Initiatives Group **Requisition ID:** 236169 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and… more
- Scotiabank (Dallas, TX)
- Senior Manager , USCM Operations **Requisition ID:** 241723 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a guideline ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , US Cash Management Operations -...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Scotiabank (Dallas, TX)
- Senior Manager , Sustainment & Control **Requisition ID:** 241724 **Salary Range:** 102,800.00 - 196,800.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Senior Manager , Sustainment & Control - Dallas,...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Bank of America (Dallas, TX)
- …requests and inquiries + Participate in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues + Participates in industry forums ... risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership… more
- Bank of America (Dallas, TX)
- …challenges of business-related processes; + Participate in Audits and Exams to provide Risk Manager perspective on critical issues; + Escalate FC compliance and ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements.The Global Financial Crime ("GFC") Manager … more
- Capital One (Plano, TX)
- …major components of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform risk assessments of business ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit...Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that… more
- Scotiabank (Dallas, TX)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Champion a high-performance environment ... Senior Regulatory Reporting Lead **Requisition ID:** 240218 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (Dallas, TX)
- …governing regulations, internal policies and procedures. The US Accounting Policies and Procedures Manager reports to the Senior Manager , US Accounting ... Manager , US Accounting Policies and Procedures **Requisition ID:**...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Bank of America (Dallas, TX)
- Senior Auditor Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Providence, Rhode Island **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Auditor\_25038988-1) **Job Description:** At Bank of America, we are… more
- Synchrony (Dallas, TX)
- …consumer banking, and marketing models and ensure the compliance with regulatory guidelines ( SR 11-7), as we well as Model Risk Management policies, standards, ... within the academic, regulatory, and financial services landscapes to elevate model risk management practices. Strong domain knowledge in AML , Finance &… more
- Robert Half (Dallas, TX)
- …including with senior executives. + Ability to translate and communicate risk topics and audit issues to client personnel, including executives. + Leadership and ... Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The… more
- Bank of America (Plano, TX)
- …role **Required Qualifications:** + Minimum 1 or more years' experience with Fraud, AML , Risk , or Compliance experience and/or knowledge of financial crimes ... regulators and/or law enforcement + Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and… more
- Synchrony (Dallas, TX)
- …model risk management, especially in the regulatory compliance and anti-money laundry ( AML ) model risk area. + Participate and support the Model Risk ... degree. + Thorough knowledge of regulatory frameworks governing model risk , including SR 11-7 and other related...roles. + 2+ years of experience in anti-money laundry ( AML ) model validation and/or model risk governance… more