- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- JPMorgan Chase (Jersey City, NJ)
- …Join JP Morgan as an Business Control Manager for the Chief Data Office's Strategic Initiatives Governance at the Executive Director level and be part of a team ... Business Control Manager within the Chief Data & Analytics Office's Data Strategic Initiatives Governance at the Executive Director level, you will establish and… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- WMCHealth (Valhalla, NY)
- …Applicant link (https://pm.healthcaresource.com/cs/wmc1/#/preApply/31059) Internal Applicant link Job Details: The Compliance Director of Ethics and Integrity is ... collaborates closely with them to lead and operationalize systemwide compliance initiatives that promote transparency, accountability, and...with the Director of Privacy Programs, the Compliance Director also plays an essential role… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital...lines on the application of privacy requirements to business initiatives and changes, the development of controls and monitoring,… more
- American Express (New York, NY)
- …delivering superior customer service. Credit & Fraud Risk is looking for a Director , Compliance to lead a diverse team of high-performing professionals focused ... with partners across business units, functional areas, and geographies. **The Director , Compliance will:** + Provide business specific compliance… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and...You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet regulatory… more
- WMCHealth (Valhalla, NY)
- Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Executive/Management Department: Compliance - WMC Health ... link (https://pm.healthcaresource.com/cs/wmc1/#/preApply/30138) Internal Applicant link Job Details: Job Summary: The Director of Compliance reports to the VP, … more
- Pentax Medical (Montvale, NJ)
- …endoscopic imaging devices and solutions to the global medical community. Position Opening: Director , Global Compliance Why JOIN Us? We are an established ... Time Off and Holiday policy. Want More INFO? The Director , Global Compliance will be a...Global Compliance team, providing day-to-day management of compliance program initiatives , primarily for the… more
- JPMorgan Chase (New York, NY)
- …an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & ... for compliance and effectiveness. + Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance . + Respond to … more
- JPMorgan Chase (New York, NY)
- …a meaningful impact in a dynamic and supportive environment. **Job summary** As the Executive Director and the Compliance Lead for Private Equity, you will be a ... executive management and will require a proven ability to manage large-scale compliance programs and strategic initiatives . **Job responsibilities** + Establish… more
- City of New York (New York, NY)
- …the organization while helping to maintain a robust culture of integrity and compliance . Responsibilities of the Director of Internal Audits and Compliance ... As an integral part of the Legal Matters Division, the Audits and Compliance unit is responsible for overseeing the planning, execution, and management of internal… more
- JPMorgan Chase (New York, NY)
- …Your role will also involve close collaboration with model review, control, legal, and compliance teams to ensure adherence to all regulatory and compliance ... with business partners and stakeholders, especially technology. + Experience in regulatory and compliance coordination, with a strong understanding of… more
- City of New York (New York, NY)
- …site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance , aligned with City rules and accountability standards. - ... Supports compliance and legal aspects of strategic initiatives ...diversity. - Minimum of three years' experience in a compliance , regulatory , or investigative capacity preferred. -… more