- SMBC (New York, NY)
- …regulatory interactions and exam management for US regulators. Role Description The Regulatory Officer, Associate Planning works with the Regulatory ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …mission?at MSK and around the globe. **Exciting Opportunity at MSK:** Associate Director, Respiratory Therapy & Pulmonary Function At Memorial Sloan Kettering ... research, and innovation. We are seeking an accomplished and forward-thinking Associate Director of Respiratory Therapy & Pulmonary Function to provide operational,… more
- Neuberger Berman (New York, NY)
- We are seeking an Investment Team Support Associate to join our team. This is a high-performing function within the Public & Private Markets, with a primary, ... operating playbooks, and drives change management for platform and regulatory /process updates, partnering closely with Middle Office, Custodians, Brokers,… more
- Neuberger Berman (New York, NY)
- We are building out our team and are seeking an ETF Capital Markets Associate to support the management and growth of Neuberger Berman's ETF platform. This role is ... and ensure efficient trading structures by partnering with investment, product, trading, and operations teams. + Serve as a resource for clients, advisors, and sales… more
- Neuberger Berman (New York, NY)
- …the team. + Stay abreast of industry trends, best practices, and regulatory developments relevant to alternatives operations . **Qualifications:** + 5+ years ... The Alternatives Business Enablement and Operations team will provide critical support in executing...control groups to support effective operational risk management and regulatory compliance. + Contribute to fostering a culture of… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Operational Resilience Associate will report directly to the Head of Operational Resilience for the ... framework specific to SMBC that reflect changes to the environment and business operations . They will deliver business analytics and report, monitor, and analyze key… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst/ Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
- SMBC (White Plains, NY)
- …**Role Description** The Securities unit is a part of the Treasury Operations group within BCDAD and is responsible for the confirmation, settlement, clearance ... treasury bills, treasury bonds, tri-party repos and mortgage backed securities. The Associate is responsible for managing the workflow and approving transactions of… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Support accounting operations and internal / external financial and regulatory reporting ... areas and is responsible for preparation of internal and external financial and regulatory reports for various legal entities within SMBC AD. Activities are tactical… more
- NatWest Markets (Stamford, CT)
- Product Control Associate Closing date for applications: 07/12/2025 LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00269032 Our people ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Join us...and the business._ **Join us as a Product Control Associate ** + Join a team that is accountable for… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **Position Overview** The Associate Director is responsible for ensuring that Primary Market Research, Competitive Intelligence, and Data ... and procedures, and governing body rules and standards. The Associate Director will: + Be a champion for ethical...our business. + Maintain a vigilant watch over the regulatory environment specific to Primary Market Research and Data… more
- SMBC (White Plains, NY)
- …SA, and Sumitomo Mitsui Finance and Leasing Co., Ltd. **Role Description** The Associate of SMBC Capital Markets Settlements will be a member of Derivative ... Operations , supporting the daily settlements processes for SMBC Capital...timely escalation. + Understand and ensure compliance with relevant regulatory requirements. + Proficiency using various industry-standard settlement platforms… more
- NatWest Markets (Stamford, CT)
- Associate , US Corporate Derivatives Sales Closing date for applications: 21/12/2025 LocationStamford,United States Job typePermanent Contract typeFull Time ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Purpose of...(but not exclusive to) market, operational, credit, conduct and regulatory risks + Actively seek learning opportunities to improve… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** We are looking for an experienced Associate Director, Program Manager to join our team. This successful candidate will provide ... knowledge of the drug development process and research and development operations . + Provide program management and integrated planning across functions… more
- SMBC (Jersey City, NJ)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Associate will be ... initiative to review and enhance critical Finance processes within its US operations , including financial planning, reporting, and data management. Working with core… more
- RWE Clean Energy (Valhalla, NY)
- …and programs within projects under development, execution sites, and ongoing operations , ensuring full compliance with environmental and regulatory requirements. ... will coordinate HSSE support across the assigned region and work closely with Operations , Substantial Correctives, Regional HSSE, and Blade Repair Teams on a daily… more
- SMBC (Jersey City, NJ)
- …global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an ... Associate level candidate to join the Supervision and Controls...in White Plains, NY. **Role Objectives** + Oversee outsourced Operations Services to Broadridge BPO; services include but not… more
- SMBC (Jersey City, NJ)
- …resolve problems. Refers complex issues to more experienced staff. Reports to the Associate or VP level. Number of direct reports: none. Number of indirect reports: ... related functional problems/issues + Adheres to all applicable internal and external regulatory polices and procedures **Qualifications and Skills** + 2-4 years of… more
- MUFG (New York, NY)
- …will provide more details. The individual will play a critical role within regulatory operations to support daily business activities. Primarily with exception ... and/or back office support functions. The individual will also support ongoing regulatory projects that have mandated compliance dates by FINRA. The individual will… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory ... examinations and ongoing monitoring that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you… more
