- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- SMBC (New York, NY)
- …not limited to: + Serving as Head Office liaison and coordinating Head Office reporting . + Managing Regulatory Relations policies, standards and procedures . + ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- Formation Bio (New York, NY)
- …evaluation to pre-close. Coordinate cross-functional workstreams (Clinical, CMC, Regulatory , Nonclinical, QA, Commercial, Finance, Legal/IP). Maintain trackers, RAID ... frameworks for diligence and integration. Enhance Smartsheet-based dashboards, workflows, and reporting tools for portfolio governance. Identify and implement AI and… more
- Legend Biotech USA, Inc. (New York, NY)
- …and conductPerforms all administrative functions required for the position, including reporting call activity and customer information into the appropriate call ... reporting system in a timely manner, submitting expenses, etcReports...with Corporate, PhRMA, and OIG guidelinesStrict compliance with all regulatory agencies, state, and federal law is requiredAdheres to… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and...and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and business strategies. The Regulatory … more
- SMBC (Jersey City, NJ)
- …and Regulatory Policy team, collaborating closely with key stakeholders including Regulatory Reporting , Treasury, Business Units, and the Head Office in ... **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders by providing regulatory reporting advice,… more
- Neuberger Berman (New York, NY)
- …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- SMBC (Jersey City, NJ)
- …a self -motivated and diligent professional for a full-time position in the Regulatory Reporting - Capital Analytics Department. This position is responsible for ... the Bank Holding Company. + Support analysis of Basel RWA Reporting based on US Regulatory requirements. + Assist in requirements gathering, test case reviews,… more
- SMBC (Jersey City, NJ)
- …**Role Description** Support accounting operations and internal / external financial and regulatory reporting requirements in a dynamic environment within SMBC ... reports as needed **Qualifications and Skills** + Knowledge of financial and regulatory reporting , consolidation balance sheets and general accounting practices… more
- Tutor Perini (New York, NY)
- …client relationships, and ensure compliance with engineering standards and regulatory requirements. **Job Description:** **Project Planning & Management** + Develop ... + Review and approve subcontractor invoices and progress reports. **Communication & Reporting ** + Serve as primary point of contact for clients, engineers,… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- Principal Financial Group (New York, NY)
- …governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund ... oversight for US fund platforms and ensure adherence to regulatory and Board expectations. + Oversee and enhance risk... and Board expectations. + Oversee and enhance risk reporting for fund Boards, including development of risk dashboards… more
- FleishmanHillard (New York, NY)
- …relationship management, measurement and analysis. Use of various influencer vetting and reporting tools required. + Strong Passion for Working with Clients within ... to ultimately produce high-performing content. + Strong understanding of industry regulatory and promotional rules. Must understand the disclosure guidelines as set… more
- Rockefeller University (New York, NY)
- …rules, and US employment tax laws related to foreign nationals. Oversee tax reporting and filing requirements, including W-2, 1042-S, 941, and other required federal ... payroll policies, procedures, and controls in alignment with institutional and regulatory requirements. + Collaborate with Human Resources to support international… more
- Unity Technologies (New York, NY)
- …and continuous improvement of controls across SOX, PCI DSS, WCAG, and other regulatory frameworks. + Manage end-to-end audit and assurance activities, serving as the ... external auditors and ensuring timely delivery of evidence, remediation, and reporting . + Develop and maintain compliance strategy and governance, aligning… more
- Neuberger Berman (New York, NY)
- …markets expertise. + Stay informed on industry trends, competitive intelligence, and regulatory developments affecting ETF trading and capital markets. + Liaise with ... daily reviews of ETF website data/holdings to ensure compliance with regulatory requirements, including Rule 6C-11. **Qualifications:** + 6+ years of relevant… more
