- SMBC (New York, NY)
- …: The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting .… more
- SMBC (New York, NY)
- …not limited to: + Serving as Head Office liaison and coordinating Head Office reporting . + Managing Regulatory Relations policies, standards and procedures . + ... materials. + Partnering with Advisory Services to develop briefing materials for senior stakeholders' regulatory engagements. + Monitoring and tracking … more
- Unity Technologies (New York, NY)
- **Remote, USA** ** Senior Manager, Technology Compliance and Controls** Location Remote, USA Department Legal Requisition ID JOBREQ-2515125 **Role description** **The ... opportunity** The Technology Compliance Senior Manager will be a pivotal leader responsible for...of controls across SOX, PCI DSS, WCAG, and other regulatory frameworks. + Manage end-to-end audit and assurance activities,… more
- Capco, a Wipro Company (New York, NY)
- **About the team:** The Finance and Operations Team at Capco is responsible for preparing, analysing, and advising on the financial status of the firm. We focus on ... From concept to contract completion, our team works directly along-side senior leadership and stakeholders to yield a high-performance business by mitigating… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Principal Financial Group (New York, NY)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
- SMBC (New York, NY)
- …in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery** The role's ... transactions, such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and monitor operating… more
- SMBC (New York, NY)
- …to support the Cash Management System business with a focus on Bank operations including commercial deposits and funds transfer and payments systems, for a G-SIB. ... will report to the Deputy General Counsel of Americas Division with matrix reporting to practice groups within the Legal Department, which support the commercial… more
- Neuberger Berman (New York, NY)
- …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... data oversight and management. + Drive the delivery of key metrics to senior management and other stakeholders. + Liaise with Portfolio Managers, Legal & Compliance,… more
- SMBC (New York, NY)
- …supporting and enhancing implementations related to data used to support Treasury operations and reporting . Key benefits include development of specialized ... experience in developing and executing complex analytical processes, exposure to senior leadership, and working in a rewarding, creative, and dynamic environment.… more
- Banc of California (New York, NY)
- …assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, executes, and enforces the Bank's credit policy. ... and matured notes with lending staff. + Reviews reports to ensure reporting /operating compliance and real estate inspection ticklers are maintained. + Shows… more
- SMBC (Jersey City, NJ)
- …Power BI. + Familiarity with legacy systems and modernization strategies. + Knowledge of regulatory reporting and banking operations . + Prior experience in ... and documentation. + Build and optimize ETL pipelines and data warehouses for regulatory reporting and business intelligence. + Develop automation tools to… more
- Organon & Co. (Jersey City, NJ)
- …of phase 1 & phase 2a studies and will report to the Executive Director, TMED Operations . The CTM will support the TMED Operations Lead to plan and execute ... costs and timelines. + Actively engage with vendors on defining, monitoring and reporting on all aspects of key trial performance indicators, including for example,… more
- National Health Care Associates (Valley Stream, NY)
- …a critical role in ensuring the financial health and stability of our operations . **Key Responsibilities of a Senior Accountant:** + Manage day-to-day accounting ... or long-term care industry + Strong knowledge of accounting principles, financial reporting standards, and regulatory requirements + Proficiency in accounting… more
- NatWest Markets (Stamford, CT)
- …and regions. Delivering high quality and consistent financial, statutory, regulatory and management reporting outputs.You'llcomply withrelevant policies and ... duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ **Join us as a Product Control Associate**… more
- SMBC (Jersey City, NJ)
- …and SMBC's business model to maintain a solid foundation of the applicable regulatory framework. + Supports the consolidation and reporting of results within ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Director, FCC Analytics, in the Compliance ... and transactional risk exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA/AML Compliance Department stakeholders to… more
- Organon & Co. (Jersey City, NJ)
- …environment specific to Primary Market Research and Data Analytics, alerting management and senior executives of emerging regulatory changes that may impact the ... including annual training packages, due-diligence processes, record keeping, and reporting to Pharmacovigilance compliance; maintenance of the Pharmaceutical Master… more
- NatWest Markets (Stamford, CT)
- …enhance visibility of tail risks,accomplishedthrough use of risk engine and reporting systems, trade booking systems and stress systems. Communicate risk management ... and analysis to the business and senior management to ensure risks are transparent for sound...andadvisethe business on the market risk generated through its operations . In addition to daily risk management,requiredto enhance existing… more
- SMBC (Jersey City, NJ)
- …initiative to review and enhance critical Finance processes within its US operations , including financial planning, reporting , and data management. Working with ... critical milestones and deliverables. + Perform ongoing monitoring and provide transparent reporting to impacted stakeholders and senior management. + Build… more
