- SMBC (White Plains, NY)
- …legal aspects and recordkeeping requirements of banking regulations relating to transaction surveillance (especially AML , BSA and OFAC). + Expert-level knowledge ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...and oversight of day-to-day compliance efforts related to transaction surveillance . This may include the supervision and quality control… more
- Morgan Stanley (Baltimore, MD)
- …such as trade order management systems, portfolio accounting systems, pre/post trade surveillance systems and web applications. Skills desired: - Knowledge ... experience working with medium to large sized investment management firms with diverse business lines is preferred. - Testing, surveillance , operational risk, or… more
- Scotiabank (New York, NY)
- …and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally ... an important bridge to this key global market for trade and investment flows across the Americas and the...of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital… more