- SMBC (White Plains, NY)
- …**Role Description** The FIU Associate is responsible for the delegation and oversight of day-to-day compliance efforts related to transaction surveillance. ... Activity Report ( SAR ) filings. Ensures that reviews and investigations are performed in accordance with AML...Continuity efforts. + May act as liaison between JRIA and FIU to identify and … more
- SMBC (Sacramento, CA)
- …set timelines that may result in possible SAR filing. + Works with FIU manager to ensure accurate and timely submission of SARs. + Maintains statistical ... Fraud Investigator Team Lead is responsible for the delegation and oversight of day-to-day fraud investigations. This...that reviews and investigations are performed timely and in accordance with AML and… more