- Bank of America (Charlotte, NC)
- High Risk Detection - Consumer AML Senior Operations Control Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... across the Line of Business. **Line of Business Description:** This Senior Operations Control Specialist role is on the Consumer AML High Risk Detection team… more
- Citigroup (Tampa, FL)
- …CRIU and other AML functions globally. This position may also support AML Control Programs such as Audit/Issue management, Records Management, Third Party ... associated with business changes. + Support teams in the quality , completeness, and accuracy of the implementation of the...Control + Experience in Anti-Money Laundering preferred eg AML Transaction Monitoring and/or AML Risk Assessment… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... Advanced (MS, MBA, JD, etc) Degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... and the ICG Financial Crime Risk team to share control best practices and manage AML and...TTS Global Head of Financial Crime Risk.] **Responsibilities:** + Senior role within a first line of defense team… more
- Citigroup (Jersey City, NJ)
- …business execution activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control development activities. ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
- Federal Reserve System (New York, NY)
- …an Examiner-in-Charge for large-scale reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices ... the relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. In addition to participating in and… more
- Bank of America (Charlotte, NC)
- …and continually evaluate areas of priority against the company's risk profile and control environment + Engages with senior leaders and influences business ... Audit Director - Financial Crimes (BSA/ AML including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are… more
- Insight Global (Charlotte, NC)
- Job Description Insight Global is looking for Senior AML Analysts to work on site for one of our customers supporting their current team. This person will not be ... function. They must have a very strong background withing AML in order to make recommendations and offer assistance...in a large enterprise financial environment - Experience with Quality Control Reviews over reports or Lead… more
- BMO Financial Group (Chicago, IL)
- …regulatory environment. + In-depth/expert knowledge & experience with risk policy frameworks; quality control /testing frameworks. eg SOX 404, COBIT and COSO ... new rules. Would oversee the implementation of any new AML related rules. Develops and maintains an effective internal... related rules. Develops and maintains an effective internal control framework that defines the ways and methods governance… more
- Regions Bank (Charlotte, NC)
- …a place to expect more opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to succeed, then we are your ... **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the risk management culture across the business units… more
- Morgan Stanley (Tampa, FL)
- …negative news processes for Morgan Stanley. _Primary Responsibilities_ o Perform an end-to-end Quality Control KYC review of new onboarding and periodic review ... Analysts to ensure consistency / standardize findings o Escalate weekly results with Quality Control Bank Officers for final review and sign-off #LI-AJ1… more
- Scotiabank (New York, NY)
- Senior Manager, Product Control , US Group Treasury **Requisition ID:** 196271 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... future! **Purpose:** Contributes to the overall success of Group Treasury Product Control in the US ensuring specific individual goals, plans, initiatives are… more
- Bank of America (Charlotte, NC)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... quality inspection reviews to enhance employee performance and control effectiveness + Performs QA activities including executing on controls, managing… more
- Citigroup (Tampa, FL)
- …to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, … more
- Bank of America (Phoenix, AZ)
- …and/or Front Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario ... with investigators to ensure investigative procedures are followed and quality standards are maintained. The Senior GFC...for Broker Dealer Supporting Roles) + 1+ years of AML /Compliance experience and or knowledge of AML … more
- Morgan Stanley (Temple Terrace, FL)
- …of an AML program. * Expertise in managing programs focused on ensuring quality within AML programs. * Certified as an Anti-Money Laundering Specialist by ... to learn, achieve, and grow. *Department Profile: * The Anti-Money Laundering Risk ( AML Risk) Team is embedded within the Firm's business line. It is responsible… more
- Edward Jones (St. Louis, MO)
- …Full-Time **Job Summary:** The Financial Crimes Director will serve as the senior leader responsible for the Advisory, Oversight, and Suspicious Activity Reporting ... and administer the internal controls in support of the Firm's Compliance with BSA/ AML policies. This role requires comprehensive knowledge and skills in all areas of… more
- Capital One (Plano, TX)
- Plano Town Center (31064), United States of America, Plano, Texas Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated ... group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained… more
- Bank of America (Charlotte, NC)
- …and/or Front Line Units (FLU) to resolve investigations . Performs quality control functions, training, communications, guidance, monitoring scenario ... Senior Global Financial Crimes Investigator Charlotte, North Carolina;Chicago,...providing coaching and inputs to investigators to improve case quality , ensure all cases are sufficiently investigated and findings… more
- Capital One (Mclean, VA)
- …(19052), United States of America, McLean, Virginia Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (Hybrid) Capital One's Audit function ... is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit professionals are… more