- Citigroup (New York, NY)
- …**Review and assess new products and services in Wealth for inherent AML risk and determine that an appropriate control is established and operational prior ... financial services firm in AML , compliance, audit, risk or other controls -focused risk ...Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time Type:**… more
- Citigroup (New York, NY)
- …in managing and mitigating AML and ABC compliance and risks and executing risk and control responsibilities in these areas for the business as part of ... ICG Financial Crime Risk team to share control best practices and manage AML and...first line of defense team that oversees TTS businesses' AML & ABC risk and controls… more
- Capital One (Mclean, VA)
- …management with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management ... 3 (19075), United States of America, McLean, Virginia Senior Director , Lead AML Advisor - Commercial Bank...The successful candidate will lead a team of dedicated AML risk managers aligned to Commercial Bank,… more
- Citigroup (Jersey City, NJ)
- …comprehensive understanding of the different systems, theories and practices relevant to AML risk mitigation though statistical analysis and machine learning, as ... concise and clear messaging Significant knowledge and expertise of AML regulations, risks and appropriate controls Experience...activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control … more
- Citigroup (New York, NY)
- The Payments Controls and Regulatory Management Risk Director is a senior specialist who sits in the Payments business and will work globally to make sure a ... and Legal. This role will specifically own and execute risk and control programs and initiatives related...Controls , ensuring consistent processes across products/clusters to manage risk holistically. + Drive enhancements to the program to… more
- Scotiabank (New York, NY)
- Director , Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... Regulatory Controls and Advisory team acts as control and implementation subject matters experts. The Director... to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Builds a… more
- Edward Jones (Tempe, AZ)
- …administer the internal controls in support of the Firm's Compliance with BSA/ AML policies. This role requires comprehensive knowledge and skills in all areas of ... to support the program and provide advice on complex BSA/ AML issues to Legal, Compliance, and Risk ...of suspicious activity reports ("SARs") + Establish procedures and controls that reinforce compliance with the Firm's AML… more
- Federal Reserve System (New York, NY)
- …the Bank and serve the public interest by ensuring the Bank adopts sound risk -based compliance controls and by promoting a strong ethical mindset. Working with ... AML transaction monitoring scenarios appropriate to the Bank's risk appetite and customer base. This role reports to...implementing them in a production environment. + Evaluate internal control structures related to automated AML solutions… more
- Citigroup (New York, NY)
- …and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible for leading a senior team ... This role will report to the Head of Wealth Controls and Enterprise Risk Management. **Key Accountabilities**...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- SMBC (New York, NY)
- …and schedules IT audit activities in support of business audits, to include internal controls in key technology risk areas to ensure compliance with internal ... control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk...activities in support of business audits, to include internal controls in key technology risk areas to… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct ... Director , Equity Research Analyst **Requisition ID:** 194865 **Salary...the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct ... Director , US Equity Research Sales **Requisition ID:** 190153...the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct ... Director , Equities Sales Trading **Requisition ID:** 196674 **Salary...the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Citigroup (New York, NY)
- …internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues ... franchise. In addition, engages with the ICRM product and AML operations coverage teams, in order to partner to...staff; Advanced degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management… more
- SMBC (Sacramento, CA)
- …banking. **SUMMARY:** SMBC MANUBANK is seeking an experienced Digital Banking Audit Director to work with the Internal Audit Department. The Audit Director ... This position will report to the MB Audit Executive Director , Internal Audit Team Lead who in turn reports...timeframe. + Determine scope of audit engagements based on risk -based approach. + Issue audit reports with clear and… more
- Morgan Stanley (New York, NY)
- …the system * Conduct ongoing monitoring of the ECRR model and partner with the Model Risk Control Team to perform root-cause analysis of anomalies. * Act as a ... making updates to model documentation, liaising with divisional Model Risk Control teams for administration tasks) *...Know Your Customer (KYC) obligations, customer onboarding processes, and AML risk ranking in the financial industry… more
- Scotiabank (New York, NY)
- … controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . **What You'll Bring** + Designation, Licensing ... Associate Director , Structured Credit Sales **Requisition ID:** 198026 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- City National Bank (Charlotte, NC)
- …audit test plans for projects of low to medium complexity with a risk -based audit approach.Assesses risks and controls , designs comprehensive audit programs, ... COSO and risk assessment practices. + Strong understanding of internal control concepts and application of such. + General working knowledge of banking industry… more
- New York State Civil Service (New York, NY)
- …Agency Financial Services, Department of Title Virtual Currency Manager ( Director Financial Services Programs 1, SG-31) Occupational Category Financial, Accounting, ... of the following are not required, but are preferred:* Virtual currency;* BSA/ AML , OFAC, and related laws, regulations, and best practices;* Cybersecurity laws,… more
- Walmart (Bentonville, AR)
- Position Summary What you'll do The ** Director of Data Analytics - AI** will lead the Emerging Technology pillar of our Analytics, Systems and Emerging Technology ... AI regulation and best practices, updating governance policies accordingly + Conduct risk assessments for AI models to identify potential compliance and ethical… more