- Meta (New York, NY)
- **Summary:** The MFT Compliance Head of AML and MPY BSA / AML Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day ... Know Your Customer, Transaction Monitoring, New Initiatives, Models & Rules functions, and with managing MPY's adherence to the...adherence to the BSA and its implementing regulations. The BSA/ AML Officer shall be fully acquainted with… more
- Citigroup (Tampa, FL)
- The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... AML transaction risks. **Job Purpose** **:** The Compl AML Core Officer is responsible for supporting...clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical… more
- Citigroup (Tampa, FL)
- The VP, Global AML Control Programs Officer is a strategic professional who stays abreast of developments within own field and contributes to directional ... the sub-function/job family. **Responsibilities:** + Manage audit/review activities for AML Global Functions and cross-functional reviews with Compliance Assurance,… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money ... concerning financial crimes in coordination with the broader Anti-Money Laundering ( AML ) team. The overall objective is to utilize established disciplinary knowledge… more
- Citigroup (Tampa, FL)
- This position serves as a core Compliance Officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... who stays abreast of developments within Financial Crimes (Anti Money Laundering ( AML ), Sanctions and Anti Bribery & Corruption (AB&C)) field and contributes to… more
- Citigroup (Fort Lauderdale, FL)
- The VP, Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Analyze and proactively identify risks and new AML concerns. Review recent news, court documents, and public/private sector white… more
- Federal Reserve System (Philadelphia, PA)
- …considered for the Risk Specialist position. **_Bank Secrecy/Anti-money Laundering (BSA/ AML )_** **Principal Duties and Responsibilities:** + Conducts the assessments ... of Third District financial institution BSA/ AML programs including areas such as customer / enhanced...of Philadelphia employees must comply with the Bank's ethics rules , which generally prohibit employees, their spouses/domestic partners, and… more
- Morgan Stanley (New York, NY)
- …institution, law firm, or government/regulatory body > Detailed understanding of the laws, rules , and regulations pertaining to AML as well as sanctions and ... governance, oversight, and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- MUFG (New York, NY)
- …(KYC) due diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA/ AML , OFAC & Sanctions + Exhibit culture of strong risk ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- Morgan Stanley (New York, NY)
- …asset manager, law firm, or government/regulatory body * Deep understanding of relevant laws, rules and regulations pertaining to AML as well as sanctions and ... governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- SMBC (New York, NY)
- …out of daily execution of trade finance business including but not limited to Sanction/ AML Risk, Third Party Risk (eg System Vender Risk), Operational Risks, Code of ... of the above mentioned various risks. **Role Objectives: Delivery** Manage Sanction & AML risk matters related to the daily execution of trade finance deals booked… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer on AML , Sanctions and AB for the Independent Compliance Risk Management ("ICRM") Testing team. The VP is responsible for ... leading reviews to assess compliance with laws, rules , regulations, and corresponding Citi Policies primarily through substantive testing and validating adequacy of… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance...provision of advice related to the application of laws, rules , and regulations, as well as internal policies and… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... securities trading and sales businesses by advising on the application of laws, rules , and regulations, as well as internal policies and procedures, to the… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... for US Treasury Auctions. + Assist with advice on the application of laws, rules , and regulations for Equities and FICC securities trading and sales businesses, as… more
- Citigroup (New York, NY)
- …of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global oversight ... Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding… more
- Banc of California (Paso Robles, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... The employee shall comply with occupational safety and health standards and all rules , regulations and orders issued pursuant to the OSHA Act of 1970, which… more
- Citigroup (New York, NY)
- …of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global oversight ... Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding… more
- Banc of California (Santa Ana, CA)
- …The employee shall comply with occupational safety and health standards and all rules , regulations and orders issued pursuant to the OSHA Act of 1970, which ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Morgan Stanley (New York, NY)
- …Laundering, Legal or Compliance role * Detailed understanding of the laws, rules , and regulations pertaining to Anti-Money Laundering ( AML ), Economic Sanctions, ... governance, oversight, and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more