- Morgan Stanley (New York, NY)
- …and executing the internal controls testing program within the first line Operational Risk Management team covering Morgan Stanley Private Bank, NA and ... an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** * AVP US Banks Business … more
- Nuveen Investments (New York, NY)
- ** Risk Technology Sr Associate** Familiar with Asset Management and have product knowledge including but not limited to: Equities, Municipals, Taxable Fixed Income, ... in using Tableau to perform data quality checks and analysis for reporting to Risk Managers. **Key Responsibilities and Duties** + Work with risk vendors to… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The AVP , IT SOX Manager is primarily responsible for ensuring appropriate IT controls are identified and tested on a ... to comply with regulatory requirements. The position focuses on engagement planning, risk assessment, and execution of testing for control requirements with an IT… more
- Mizuho Corporate Bank (New York, NY)
- …+ Assist management in planning, designing, and execution of Mizuho's quality assurance program in accordance with the firm's risk assessment framework for the ... + Assist in designing, delivering and maintaining a regulatory reporting training program within the organization and gain buy-in from relevant stakeholders; +… more
- Mizuho Corporate Bank (New York, NY)
- …on deadlines/urgency/escalations. Qualifications + 3+ years of relevant experience in operational tax or regulatory compliance + Practical understanding of IRS ... and VLOOKUP + Ability to understand, follow and demonstrate compliance with all Risk and Control regulations. The expected base salary ranges from $73,730 -… more
- Citigroup (New York, NY)
- …and driving alignment and progress against a firm-wide framework that reduces operational risk , standardizes workforce optimization and improves process health. ... degree or equivalent experience **Job Family Group:** Project and Program Management **Job Family:** Project Management **Time Type:** Full time… more
- TD Bank (New York, NY)
- …Manager, OFAC & ABAC Policy and Risk Assessment role will report into the AVP for Program Risk and develop and maintain sanctions and ABAC policies ... effectiveness + Provide mentorship to direct reports; and assume responsibility to minimize operational and regulatory risk by complying with Bank Code of… more