- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... * Collaborates across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the standard and methodology. * Finalizes test… more
- Charles Schwab (Westlake, TX)
- …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... the integrity of the firm. The department performs an advisory , monitoring, testing , and education role to...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk… more
- KPMG (San Francisco, CA)
- **Business Title:** Manager , Infrastructure Capital Projects & Climate Advisory (Broadband) **Requisition Number:** 112145 - 11 **Function:** Advisory **Area ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager , Infrastructure Capital Projects &… more
- Discover (Riverwoods, IL)
- …Maintains a high level of awareness and knowledge of Fair Banking compliance requirements (including Americans with Disabilities Act, Limited English Proficiency and ... planning and executing Fair Banking Program elements including the Statistical Testing program, an enterprise-wide fair banking risk assessment, vendor management,… more
- KPMG (Mclean, VA)
- **Business Title:** Manager , Infrastructure Capital Projects & Climate Advisory (Transportation) **Requisition Number:** 112128 - 97 **Function:** Advisory ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager , Infrastructure Capital Projects &… more
- KPMG (Houston, TX)
- **Business Title:** Manager , Accounting Advisory Services (Energy) **Requisition Number:** 108912 - 90 **Function:** Advisory **Area of Interest:** ... consider a career in Advisory . KPMG is currently seeking an AAS Energy Manager in Accounting Advisory Services for our Deal Advisory (https:// advisory… more
- KPMG (Dallas, TX)
- **Business Title:** Manager , Accounting Advisory Services (Energy) **Requisition Number:** 108913 - 87 **Function:** Advisory **Area of Interest:** ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking an Energy Manager in Accounting Advisory… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... audits and inspections. * Interact with federal and state regulators * Perform testing and monitoring of compliance with firm policies for covered business… more
- KPMG (Columbus, OH)
- **Business Title:** Manager , Advisory Insights Research **Requisition Number:** 111568 - 72 **Function:** Advisory **Area of Interest:** **State:** OH ... about your future as we are, join our team. KPMG is currently seeking a Manager , Advisory Insights Special Projects to join our Advisory Insights… more
- Deloitte (Jersey City, NJ)
- …and Financial Advisory Risk, Data and Regulatory Liquidity - Senior Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, ... operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use a combination of… more
- KPMG (Baltimore, MD)
- **Business Title:** Manager , Commercial Contracts ( Advisory ) **Requisition Number:** 110877 - 42 **Function:** Business Support Services **Area of Interest:** ... future as we are, join our team. KPMG is currently seeking a Manager , Commercial Contracts ( Advisory ) to join our Enterprise Commercial Contracting organization.… more
- Alight (IL)
- **Customer Success Client Manager ** Are you passionate about building relationships and ensuring company success? Are you excited by the prospect of creatively ... Learn more at careers.alight.com. **About the Role** We are seeking a Senior Client Manager to join our Financial Services team. In this role, you will develop… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director of ... to drive high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate and exemplify ULs… more
- Capital One (Richmond, VA)
- …Creek 3 (12073), United States of America, Richmond, Virginia Data and Technology Risk Manager , Sarbanes Oxley (SOX) Advisory Team If you're looking for a fast ... a great place to work. We are currently looking for a Data and Technology Risk Manager to join our team! Our technology and data risk advisors are masters of risk,… more
- KPMG (Philadelphia, PA)
- **Business Title:** Associate, Infrastructure Project Advisory (Construction/Engineering) **Requisition Number:** 111972 - 77 **Function:** Advisory **Area of ... Interest:** **State:** PA **City:** Philadelphia **Description:** KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client… more
- KPMG (Columbus, OH)
- **Business Title:** Associate Director, Advisory Marketing **Requisition Number:** 112132 - 72 **Function:** Business Support Services **Area of Interest:** ... great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven… more
- Comerica (Farmington, MI)
- Compliance Testing Manager The ... testing and issue validations. * Partner with Compliance Advisory teams on new or changing regulatory ... responsible for planning, developing, implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility. Position… more
- BMO Financial Group (Milwaukee, WI)
- …it is posted accordingly on our Canadian site. The Managing Director - Enterprise Compliance Testing (MD) leads and directs the second line compliance ... global team responsible for execution of second line regulatory compliance testing for US and Canadian jurisdictions....relationships with line of business, audit and second line advisory teams. + Networks with industry contacts to gather… more
- Discover (Riverwoods, IL)
- …Assessment. + Assist Enterprise Risk Testing regarding scope for scheduled compliance reviews. + Provide compliance advisory support during fieldwork ... future with Discover. **Job Description:** **Job Description** The Principal Compliance Specialist - Compliance Testing ...say, we would also look for:** + Certified Regulatory Compliance Manager + 8+ years of experience… more
- Discover (Riverwoods, IL)
- …in a timely manner. + Conduct meetings with lines of business, including Compliance Advisory partners, regarding potential issues. + Perform effective root cause ... **Job Description** The Principal Compliance Specialist - Compliance Monitoring and Testing Strategy within Corporate...say, we would also look for:** + Certified Regulatory Compliance Manager + 8+ years of experience… more