- Morgan Stanley (New York, NY)
- …and compliance process including risk assessments and project management * Fixed income and equity product / trading / market practices knowledge required * ... candidate will provide coverage of the MSIM business (Equity or Fixed Income /Liquidity) providing proactive servicing, problem solving, risk mitigation… more
- SMBC (New York, NY)
- …dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice on regulatory and ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory... Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Director - US Tax Planning, Front Office & IRW Advisory **Requisition ID:** 195609 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown… more
- BMO Financial Group (New York, NY)
- … Trading , the PM is expected to be market focused; develop and execute trading strategies in various fixed income sectors; take calculated proprietary ... of 5-10 years of experience in trading and managing risk within Fixed Income markets, preferably in a proprietary or direct investment decision capacity… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... knowledge. + Provide day-to-day compliance support for equities and fixed income securities trading and...of 5-7 years of compliance experience, including experience providing advisory support to a FICC and/or Equities sales and… more
- Mizuho Corporate Bank (New York, NY)
- …to strengthen client relationships and grow the client base in the fixed income space. + Work with Sales & Trading teams to identify priority clients ... preferred. + At least 7 years of experience within fixed income sales and trading ...of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and ... markets. Key Responsibilities include: + Becoming primary contact for the Derivatives trading desk. + Understanding the direction and prioritization of the business… more
- Citigroup (New York, NY)
- …**Your time here will look something like this ** * Contribute to overall fixed income and equity relationships * Work and interact with corporate clients ... the capital markets, as well as in providing strategic advisory services for mergers, acquisitions and other types of...* Originate, market, structure, and execute fixed income and equity transactions * Demonstrate… more
- Morgan Stanley (New York, NY)
- …a company or a wealthy family, Morgan Stanley is the place to be. The Fixed Income Division is comprised of Interest Rate and Currency Products, Credit Products ... the world's major markets. Whether you're interested in planning complex deals; trading on the moment-to-moment movements of the capital markets; analyzing the… more
- Morgan Stanley (New York, NY)
- …a company or a wealthy family, Morgan Stanley is the place to be. The Fixed Income Division is comprised of Interest Rate and Currency Products, Credit Products ... the world's major markets. Whether you're interested in planning complex deals; trading on the moment-to-moment movements of the capital markets; analyzing the… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... the ongoing state of the reporting infrastructure. The Regulatory Controls and Advisory team acts as control and implementation subject matters experts. The Director… more
- Siebert Williams Shank (New York, NY)
- …critical client and transaction databases + Coordinate with other departments such as fixed income trading , equities, tax-exempt finance, and asset ... independent, non-bank financial services firm that offers investment banking, sales and trading , research, advisory , and asset management services. SWS is… more
- Tradeweb (New York, NY)
- …Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and ... Operational and Technology Risk Manager will provide both an advisory and assurance function for Tradeweb's regulated entities and...is a world leader in the evolution of electronic trading . A fintech company serving approximately 2,500 clients -… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... The incumbent will also provide high quality, value added advisory services to Management as part of the audits...risk reporting based on a detailed understanding of underlying trading strategies, products and processes. + Assess the design… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and ... functions supporting the Equity Derivative, Equity Financing and Cash Equity trading businesses. This role specifically covers US and International equities. Trade… more
- Morgan Stanley (New York, NY)
- …to aid in investment analysis and deepen investing framework - 5 years of fixed income /money market investment experience - Experience with: US Treasuries, US ... Morgan Stanley Investment Management ("MSIM"), together with its investment advisory affiliates, operates in 23 countries with $1.5 Tn...This individual will be an integral part of the Trading efforts of the Global Liquidity Team in New… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and ... outsourcing, software, platform, subscription, hosted service, cloud-based service, electronic trading , data, service level, professional service and license agreements… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and ... models + Strong knowledge and understanding of the derivative markets mainly for fixed income , equity and credit + Strong project, management and organizational… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and ... subject areas from a data attribution level: Derivatives (OTC (Over The Counter), Fixed Income ), Finance (Repos, Reverse Repos), Cash, Loans, Commitments, and… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... for every future! **Purpose:** Contributes to the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research businesses… more